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(A) is necessary for the proper performance of the functions of the agency, including that the information has practical utility;
(B) is not unnecessarily duplicative of information otherwise reasonably accessible to the agency;
(C) reduces to the extent practicable and appropriate the burden on persons who shall provide information to or for the agency, including with respect to small entities, as defined under section 601(6) of title 5, the use of such techniques as
(i) establishing differing compliance or reporting requirements or timetables that take into account the resources available to those who are to respond;
(ii) the clarification, consolidation, or simplification of compliance and reporting requirements; or
(iii) an exemption from coverage of the collection of information, or any part thereof;
(D) is written using plain, coherent, and unambiguous terminology and is understandable to those who are to respond;
(E) is to be implemented in ways consistent and compatible, to the maximum extent practicable, with the existing reporting and recordkeeping practices of those who are to respond;
(F) indicates for each recordkeeping requirement the length of time persons are required to maintain the records specified;
(G) contains the statement required under paragraph (1)(B)(iii);
(H) has been developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected, including the processing of the information in a manner which shall enhance, where appropriate, the utility of the information to agencies and the public;
(I) uses effective and efficient statistical survey methodology appropriate to the purpose for which the information is to be collected; and
(J) to the maximum extent practicable, uses information technology to reduce burden and improve data quality, agency efficiency and responsiveness to the public; and
(4) in addition to the requirements of this chapter regarding the reduction of information collection burdens for small business concerns (as defined in section 3 of the Small Business Act (15 U.S.C. 632)), make efforts to further reduce the information collection burden for small business concerns with fewer than 25 employees.
(d) With respect to information dissemination, each agency shall—
(1) ensure that the public has timely and equitable access to the agency's public information, including ensuring such access through
(A) encouraging a diversity of public and private sources for information based on government public information;
(B) in cases in which the agency provides public information maintained in electronic format, providing timely and equitable access to the underlying data (in whole or in part); and
(C) agency dissemination of public information in an efficient, effective, and economical manner;
(2) regularly solicit and consider public input on the agency's information dissemination activities;
(3) provide adequate notice when initiating, substantially modifying, or terminating significant information dissemination products; and (4) not, except where specifically authorized by statute
(A) establish an exclusive, restricted, or other distribution arrangement that interferes with timely and equitable availability of public information to the public;
(B) restrict or regulate the use, resale, or redissemination of public information by the public;
(C) charge fees or royalties for resale or redissemination of public information; or
(D) establish user fees for public information that exceed the cost of dissemination. (e) With respect to statistical policy and coordination, each agency shall
(1) ensure the relevance, accuracy, timeliness, integrity, and objectivity of information collected or created for statistical purposes;
(2) inform respondents fully and accurately about the sponsors, purposes, and uses of statistical surveys and studies;
(3) protect respondents' privacy and ensure that disclosure policies fully honor pledges of confidentiality;
(4) observe Federal standards and practices for data collection, analysis, documentation, sharing, and dissemination of information;
(5) ensure the timely publication of the results of statistical surveys and studies, including information about the quality and limitations of the surveys and studies; and
(6) make data available to statistical agencies and readily accessible to the public.
(f) With respect to records management, each agency shall implement and enforce applicable policies and procedures, including requirements for archiving information maintained in electronic format, particularly in the planning, design and operation of information systems. (g) With respect to privacy and security, each agency shall
(1) implement and enforce applicable policies, procedures, standards, and guidelines on privacy, confidentiality, security, disclosure and sharing of information collected or maintained by or for the agency; and 1
1 A second "and" at the end of subsection (g)(1) was added by section 1005(c)(3)(A) of Public Law 107–296 (116 Stat. 2273) and was omitted to reflect the probable intent of Congress.
(2) assume responsibility and accountability for compliance with and coordinated management of sections 552 and 552a of title 5, subchapter II of this chapter, and related information management laws.
(h) With respect to Federal information technology, each agency shall
(1) implement and enforce applicable Governmentwide and agency information technology management policies, principles, standards, and guidelines;
(2) assume responsibility and accountability for information technology investments;
(3) promote the use of information technology by the agency to improve the productivity, efficiency, and effectiveness of
agency programs, including the reduction of information collection burdens on the public and improved dissemination of public information;
(4) propose changes in legislation, regulations, and agency procedures to improve information technology practices, including changes that improve the ability of the agency to use technology to reduce burden; and
(5) assume responsibility for maximizing the value and assessing and managing the risks of major information systems initiatives through a process that is—
(A) integrated with budget, financial, and program management decisions; and
(B) used to select, control, and evaluate the results of major information systems initiatives. (i)(1) In addition to the requirements described in subsection (c), each agency shall, with respect to the collection of information and the control of paperwork, establish 1 point of contact in the agency to act as a liaison between the agency and small business concerns (as defined in section 3 of the Small Business Act (15 U.S.C. 632)).
(2) Each point of contact described under paragraph (1) shall be established not later than 1 year after the date of enactment of the Small Business Paperwork Relief Act of 2002. $ 3507. Public information collection activities; submission
to Director; approval and delegation (a) An agency shall not conduct or sponsor the collection of information unless in advance of the adoption or revision of the collection of information
(1) the agency has
(A) conducted the review established under section 3506(c)(1);
(B) evaluated the public comments received under section 3506(c)(2);
(C) submitted to the Director the certification required under section 3506(c)(3), the proposed collection of information, copies of pertinent statutory authority, regulations, and other related materials as the Director may specify; and
(D) published a notice in the Federal Register
(i) stating that the agency has made such submission; and (ii) setting forth
(I) a title for the collection of information;
(II) a summary of the collection of information;
(II) a summary of the collection of information;
(III) a brief description of the need for the information and the proposed use of the information;
(IV) a description of the likely respondents and proposed frequency of response to the collection of information;
(V) an estimate of the burden that shall result from the collection of information; and
(VI) notice that comments may be submitted
to the agency and Director; (2) the Director has approved the proposed collection of information or approval has been inferred, under the provisions of this section; and
(3) the agency has obtained from the Director a control number to be displayed upon the collection of information.
(b) The Director shall provide at least 30 days for public comment prior to making a decision under subsection (c), (d), or (h), except as provided under subsection (j).
(c)(i) For any proposed collection of information not contained in a proposed rule, the Director shall notify the agency involved of the decision to approve or disapprove the proposed collection of information.
(2) The Director shall provide the notification under paragraph (1), within 60 days after receipt or publication of the notice under subsection (a)(1)(D), whichever is later.
(3) If the Director does not notify the agency of a denial or approval within the 60-day period described under paragraph (2)
(A) the approval may be inferred;
(B) a control number shall be assigned without further delay; and
(C) the agency may collect the information for not more
than 1 year.
(d)(1) For any proposed collection of information contained in a proposed rule
(A) as soon as practicable, but no later than the date of publication of a notice of proposed rulemaking in the Federal Register, each agency shall forward to the Director a copy of any proposed rule which contains a collection of information and any information requested by the Director necessary to make the determination required under this subsection; and
(B) within 60 days after the notice of proposed rulemaking is published in the Federal Register, the Director may file public comments pursuant to the standards set forth in section 3508 on the collection of information contained in the proposed rule;
(2) When a final rule is published in the Federal Register, the agency shall explain
(A) how any collection of information contained in the final rule responds to the comments, if any, filed by the Director or the public; or
(B) the reasons such comments were rejected. (3) If the Director has received notice and failed to comment on an agency rule within 60 days after the notice of proposed rulemaking, the Director may not disapprove any collection of information specifically contained in an agency rule.
(4) No provision in this section shall be construed to prevent the Director, in the Director's discretion
(A) from disapproving any collection of information which was not specifically required by an agency rule;
(B) from disapproving any collection of information contained in an agency rule, if the agency failed to comply with the requirements of paragraph (1) of this subsection;
(C) from disapproving any collection of information contained in a final agency rule, if the Director finds within 60 days after the publication of the final rule that the agency's response to the Director's comments filed under paragraph (2) of this subsection was unreasonable; or
(D) from disapproving any collection of information contained in a final rule, if—
(i) the Director determines that the agency has substantially modified in the final rule the collection of information contained in the proposed rule; and
(ii) the agency has not given the Director the information required under paragraph (1) with respect to the modified collection of information, at least 60 days before
the issuance of the final rule. (5) This subsection shall apply only when an agency publishes a notice of proposed rulemaking and requests public comments.
(6) The decision by the Director to approve or not act upon a collection of information contained in an agency rule shall not be subject to judicial review.
(e)(1) Any decision by the Director under subsection (c), (d), (h), or (j) to disapprove a collection of information, or to instruct the agency to make substantive or material change to a collection of information, shall be publicly available and include an explanation of the reasons for such decision.
(2) Any written communication between the Administrator of the Office of Information and Regulatory Affairs, or any employee of the Office of Information and Regulatory Affairs, and an agency or person not employed by the Federal Government concerning a proposed collection of information shall be made available to the public. (3) This subsection shall not require the disclosure of
(A) any information which is protected at all times by procedures established for information which has been specifically authorized under criteria established by an Executive order or an Act of Congress to be kept secret in the interest of national defense or foreign policy; or