Decisions and Reports, 21. sējumsU.S. Government Printing Office, 1952 |
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12 months ended acquisition adjustments adverse findings affiliated amended American Amortization applicable appropriate approved balance sheet basis Bond and Share capital stock Capital surplus carrying value cash Central Commission common stock consolidated Corporation current assets customers debentures December 31 depreciation dividends earned surplus Electric Company estimated exemption expenses fees filed forma funds Holding Company Act income deductions income statement Investment Company Act issuance July 31 liabilities Light Company long-term debt mortgage bonds October 31 Ohio operating revenues outstanding pany par value payment Pennsylvania PEPCO percent Power & Light Power Company preferred stock premium principal amount pro forma proposed transactions provisions of Section Public Utility Holding purchase pursuant to Section Red Bank redemption registered holding company requirements reserve respondent respondent's retirement Rule Section 11 taxes Texas Utilities tion Total trust Utah utility company Utility Holding Company utility plant York Railways
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294. lappuse - B per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person; (C) any person directly or indirectly controlling, controlled by, or under common control with, such other person...
685. lappuse - ... (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(1) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
881. lappuse - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or Id.
685. lappuse - ... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection of investors.
382. lappuse - Whenever the Commission, on its own motion or upon application, finds that a registered investment company has ceased to be an investment company, it shall so declare by order and upon the taking effect of such order the registration of such company shall cease to be in effect. If necessary for the protection of investors, an order under this subsection may be made upon appropriate conditions. The Commission's denial of any application under this subsection shall be by order.
112. lappuse - Except in accordance with a declaration effective under section 7 and with the order under such section permitting such declaration to become effective, it shall be unlawful for any registered holding company or subsidiary company thereof, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, directly or indirectly (1) to issue or sell any security of such company...
463. lappuse - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
292. lappuse - The Commission, by rules and regulations upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision or provisions of this title...
266. lappuse - Commission shall grant such application and issue such order of exemption if evidence establishes that (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching...
367. lappuse - ... (A) the usual and customary broker's commission if the sale is effected on a securities exchange, or (B) 2 per centum of the sales price if the sale is effected in connection with a secondary distribution of such securities, or (C) 1 per centum of the purchase or sale price of such securities if the sale is otherwise effected unless the Commission shall, by rules and regulations or order in the public interest and consistent with the protection of investors, permit a larger commission.