 | United States. Securities and Exchange Commission - 1956 - 926 lapas
...If In Its opinion such action It necessary or appropriate for the protection of Investor* — "(3) After appropriate notice and opportunity for hearing, by order to suspend for « period not exceeding twelve months or to expel from a national securities exchange any member or... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...cause of action accrued. DISCIPLINARY POWERS OVER EXCHANGES SEC. 18. The Commission is authorized — (1) After appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to withdraw altogether the registration of a national securities exchange if the Commission finds that... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...has failed to comply with any provision of this Act or the rules and regulations made thereunder; (3) After appropriate notice and opportunity for hearing...suspend for a period not exceeding twelve months or to expel altogether from a national securities exchange any member or officer thereof whom the Commission... | |
 | United States - 1938 - 48 lapas
...to it to be necessary or appropriate in the public interest or for the protection of investors or to carry out the purposes of this section — (1) after...hearing, by order to suspend for a period not exceeding 12 months or to revoke the registration of a registered securities association, if the Commission finds... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...opinion such action is necessary or appropriate for the protection of investors — • •••*•» "After appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a national securities exchange any member or officer thereof whom the Commission finds has... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 lapas
...engaged in any other activity [inconsistent with] tending to defeat the purposes of this section; "(2) after appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a registered securities association any member thereof who the Commission finds has violated... | |
 | United States. Securities and Exchange Commission - 1950 - 948 lapas
...opinion such action ia necessary or appropriate for the protection of investors — * • • * • (8) After appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a national securities exchange nny member or officer thereof whom the Commission finds has... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...engaged in any other activity [inconsistent with] tending to defeat the purposes of this section; "(2) after appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a registered securities association any member thereof who the Commission finds has violated... | |
 | United States. Securities and Exchange Commission - 1957 - 756 lapas
...public Interest or for the protection of investors or to carry oat the purposes of this section — "(2) after appropriate notice and opportunity for hearing, by order to suspend for a period not exceeding 12 months or to expel from a registered securities association any member thereof who the Commission... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...the public interest or for the protection of investors or to carry out the purposes of the section, after appropriate notice and opportunity for hearing, by order to suspend for a period not exceeding 12 months or to expel from a registered securities association any member of such association who the... | |
| |
(2) after appropriate notice and opportunity for hearing, by order to suspend for a period not exceeding twelve months or to expel from a... 
