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" ... (6) the rules of the association provide for the equitable allocation of dues among its members, to defray reasonable expenses of administration; (7) the rules of the association are designed to prevent fraudulent and manipulative acts and practices,... "
Regulation of Over-the-counter Markets. Hearings Before a Subcommittee ... - 3. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 89 lapas
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Official Gazette, 84. sējums,27-29. izdevums

Philippines - 1988 - 484 lapas
...applicant association shall be registered as futures association unless the Commission finds that: 1. The rules of the association are designed to prevent...to promote just and equitable principles of trade, to protect the public interest, and to remove impediments to the mechanism of free and open futures...
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Regulation of Over-the-counter Markets: Hearings Before a Subcommittee of ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...association provide that, except with the approval or at the direction of the Commission in cases in which the Commission finds it appropriate in the public...promote just and equitable principles of trade, and, iu general, to protect investors, and to remove impediments to and perfect the mechanism of a free...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...; (6) the rules of the association provide for the equitable allocation of dues among its members, to defray reasonable expenses of administration ;...to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Regulation of Over-the -counter Markets, Hearings Before ..., 75-3 on S ...

United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...of the association provide for the equitable allocation of dues among [the membership] its members, to defray reasonable expenses of administration; "(7)...to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Decisions and Reports, 20. sējums

United States. Securities and Exchange Commission - 1952 - 920 lapas
...affairs; (6) the rules of the association provide for the equitable allocation of dues among its members, to defray reasonable expenses of administration; (7)...to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...affairs; (6) the rules of the association provide for the equitable allocation of dues among its members, to defray reasonable expenses of administration; (7)...to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Regulation of Over-the-counter Markets: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 lapas
...of the association provide for the equitable allocation of dues among [the membership] its members, to defray reasonable expenses of administration; "(7)...to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Decisions and Reports, 9. sējums

United States. Securities and Exchange Commission - 1943 - 1160 lapas
...registered as a national securities association unless it appears to the Commission that — • • • * * (7) the rules of the association are designed to prevent...to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Decisions and Reports, 5. sējums

United States. Securities and Exchange Commission - 1941 - 1124 lapas
...a national securities association unless It appears to the Commission that — • • *••**• the rules of the association are designed to prevent...to promote Just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges,...
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Decisions and Reports, 15. sējums

United States. Securities and Exchange Commission - 1949 - 1134 lapas
...consolidation of several motor carrier companies was sought. The Department, with other interveners, (7) the rules of the association are designed to prevent fraudulent and manipulative *cts and practices, to promote just and equitable principles of trade, to provide safeguards against...
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