| United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 lapas
...suspend such registration if, after appropriate notice and opportunity for hearing, such order shall appear to the Commission to be necessary or appropriate in the public interest and for the protection of investors. Any registered broker or dealer may, upon such terms and conditions... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...described in subsection (a) or (b) of this section, or upon any plan of readjustment, where it appears to the Commission to be necessary or appropriate in the public interest or for the protection of investors so to do. (d) Any reports which the Commission is required or authorized... | |
| United States - 1938 - 48 lapas
...terms permitting such powers and responsibilities to such affiliate, and under such other appropriate terms and conditions, as may be provided by the rules...be necessary or appropriate in the public interest or for the protection of investors and to carry out the purposes of this section. The duties and powers... | |
| United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...terms permitting such powers and responsibilities to such affiliate, and under such other appropriate terms and conditions, as may be provided by the rules...be necessary or appropriate in the public interest or for the protection of investors and to carry out the purposes of this section. The duties and powers... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...terms permitting such powers and responsibilities to such affiliate, and under such other appiopriate terms and conditions, as may be provided by the rules...be necessary or appropriate in the public interest or for the protection of investors and to carry ,out the purposes of this section. The duties and powers... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 lapas
...terms permitting such powers and responsibilities to such affiliate, and under such other appropriate terms and conditions, as may be provided by the rules...be necessary or appropriate in the public interest or for the protection of investors and to carry out the purposes of this section. The duties and powers... | |
| United States. Securities and Exchange Commission - 1953 - 1172 lapas
...not to exceed fifteen days, but if, after appropriate notice and opportunity for hearing, it shall appear to the Commission to be necessary or appropriate In the public Interest or for the protection of Investors to postpone the effective date of such registration until final... | |
| United States. Securities and Exchange Commission - 436 lapas
...examiner an instrument which 8 "* * * if, after appropriate notice and opportunity for hearing, it shall appear to the Commission to be necessary or appropriate in the public interest or for the protection of investors to postpone the effective date of such registration until final... | |
| United States. Securities and Exchange Commission - 1941 - 1124 lapas
...type of business done by Its members, or on such other specified and appropriate basis, aa appears to the Commission to be necessary or appropriate In the public Interest or for the protection of Investors and to carry out the purpose of this section. • Bylaws, Art. I,... | |
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