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" ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... "
Decisions and Reports - 622. lappuse
autors: United States. Securities and Exchange Commission - 1955
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Decisions and Reports, 25. sējums

United States. Securities and Exchange Commission - 1953 - 828 lapas
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's...
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Decisions and Reports, 35. sējums

United States. Securities and Exchange Commission - 1957 - 756 lapas
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at...
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Decisions and Reports, 23. sējums

United States. Securities and Exchange Commission - 1953 - 824 lapas
...state a material fact necessary In order to make the statements made. in the light of the circumstances under which they were made, not misleading, or (3) to engage In any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...state a material fact necessary in order to make the statements made, in the light of the circumstances & transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
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State and Municipal Securities Regulations. Hearings ... on H.R. 693 ... Feb ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 lapas
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
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State and Municipal Securities Regulations: Hearings Before the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 174 lapas
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) To engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon...
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The Code of Federal Regulations of the United States of America

1977 - 958 lapas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase, sale...
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The Code of Federal Regulations of the United States of America

2000 - 622 lapas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (\) an offer to make or the making of, any transaction for the purchase, sale...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 620 lapas
...statements made in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business...operate as a fraud or deceit upon any person, in, or in connection with (1) an offer to make or the making of, any transaction for the purchase, sale...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1988 - 800 lapas
...make the statements made, in light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such...
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