Decisions and Reports, 28. sējumsU.S. Government Printing Office, 1955 |
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1.5. rezultāts no 100.
5. lappuse
... common stockholders of American in pro- ceedings with respect to American under Section 11 of the Act , filed a memorandum in opposition to the sale of the Kansas common stock , as proposed by American , and made a request for oral ...
... common stockholders of American in pro- ceedings with respect to American under Section 11 of the Act , filed a memorandum in opposition to the sale of the Kansas common stock , as proposed by American , and made a request for oral ...
152. lappuse
... Stock , counsel for Philadelphia Company 6 % Cumulative Preferred Stockholders ' Protective Committee and counsel for the Olesnicki Committee of Philadelphia Company's Common Stockholders oppose the proposed disposition of the ...
... Stock , counsel for Philadelphia Company 6 % Cumulative Preferred Stockholders ' Protective Committee and counsel for the Olesnicki Committee of Philadelphia Company's Common Stockholders oppose the proposed disposition of the ...
232. lappuse
... stockholders were not com- menced until January 29 , 1947 . The Partial Payment Plan also provided for the recapitaliza- tion of UPU on the basis of a single class of new common stock and the distribution thereof entirely to the preferred ...
... stockholders were not com- menced until January 29 , 1947 . The Partial Payment Plan also provided for the recapitaliza- tion of UPU on the basis of a single class of new common stock and the distribution thereof entirely to the preferred ...
249. lappuse
... common stockholders , retirement of the preferred stocks will permit the prompt and orderly distribution to them of ... common stockholders of UPU . Thus , the common stockholders will be in a position to reap the immediate ...
... common stockholders , retirement of the preferred stocks will permit the prompt and orderly distribution to them of ... common stockholders of UPU . Thus , the common stockholders will be in a position to reap the immediate ...
273. lappuse
... common stockholders in April , 1929 of rights to subscribe to a total of 1,900,000 shares of common stock , Class A , at $ 14 per share . The public sub- scribed for 92,300 such shares , and the balance was taken up by Ageco ; 10 ( d ) ...
... common stockholders in April , 1929 of rights to subscribe to a total of 1,900,000 shares of common stock , Class A , at $ 14 per share . The public sub- scribed for 92,300 such shares , and the balance was taken up by Ageco ; 10 ( d ) ...
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acquisition additional amended amortization application appropriate approved approximately April 30 assets basis capital stock carrying value cash Coffman's Commission common stock Company Act Release company's consolidated Corporation December 31 depreciation depreciation reserve distribution Duquesne earned surplus Electric Company Equitable estimated exemption Federal filed Findings and Opinion Finleyville forma funds Gas and Electric Gas Company gas properties Holding Company Act holding company system income deductions Indiana & Michigan interest June 30 Light Company liquidation long-term debt merger Mortgage Bonds NASD natural gas noted operating revenues outstanding par value payment Penelec Pennsylvania Philadelphia Company Pittsburgh and West Pittsburgh Railways preferred dividend preferred stock preferred stockholders principal amount pro forma proceedings Public Service Public Utility Holding purchase pursuant to Section record registered holding company requested respect Section 11 security holders segregation Southern Southern Natural Gas taxes tion Total Utility Holding Company utility plant voting West Virginia
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622. lappuse - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange...
622. lappuse - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
12. lappuse - The Commission by rules and regulations upon its own motion, or by order upon application, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision or provisions of this [Act] or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by...
170. lappuse - ... (1) such holding company, and every subsidiary company thereof which is a public-utility company from which such holding company derives, directly or indirectly, any material part of its income, are predominantly intrastate in character and carry on their business substantially in a single State in which such holding company and every such subsidiary company thereof are organized...
209. lappuse - ... securities exchange, to use or employ, in connection with the purchase or sale of any security otherwise than on a national securities exchange, any act, practice, or course of business defined by the Commission to be included within the term 'manipulative, deceptive, or other fraudulent device or contrivance...
342. lappuse - Investors or consumers and not detrimental to the proper functioning of such system or systems. (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute...
319. lappuse - The rules of a registered securities association may provide that no member thereof shall deal with any nonmember broker or dealer (as defined in paragraph (2) of this subsection) except at the same prices, for the same commissions or fees, and on the same terms and conditions as are by such member accorded to the general public.
385. lappuse - ... from engaging in or continuing any conduct or practice in connection with any such activity...
132. lappuse - Any condition, stipulation? or provision binding any person to waive compliance with any provision of this title or o± any rule or regulation thereunder, or of any rule of an exchange required thereby shall be void.
72. lappuse - The Commission may permit as reasonably incidental, or economically necessary or appropriate to the operations of one or more integrated public-utility systems the retention of an interest in any business (other than the business of a public-utility company as such) which the Commission shall find necessary or appropriate in the public interest or for the protection of investors or consumers and not detrimental to the proper functioning...