 Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer...  Utility Consumers' Counsel Act of 1969: Hearings, Ninety-first Congress ...autors: United States. Congress. Senate. Committee on Government Operations. Subcommittee on Intergovernmental Relations - 1969 - 1802 lapasFragmentu skats - Par šo grāmatu
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...and for the registration of the securities for which they make or create a market. SBC. 15. (a) Every person who Is directly or indirectly the beneficial owner of more than 5 per centum of any class of any equity security (other than an exempted security) which is registered... | |
 | United States. Securities and Exchange Commission - 1936 - 64 lapas
...shall be exempt from the provisions of section 16 insofar as those provisions would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such unlisted security and is neither a director nor officer of the issuer thereof not directly or... | |
 | United States. Securities and Exchange Commission - 1938 - 128 lapas
...from the operation of section 16 insofar as the provisions of that section would otherwise apply to any person who is directly or indirectly the beneficial owner of more than 10 percent of such unlisted security: Provided, That such person is neither a director or officer of the issuer thereof... | |
 | United States - 1938 - 48 lapas
...provision of this section shall prevail. DIRECTORS, OFFICERS, AND PRINCIPAL STOCKHOLDERS SEC. 16. (a) Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 lapas
...of the form 10 registration statement. Section 16 (a) requires that such reports be filed by every person — . . . who is directly or Indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered... | |
 | United States. Securities and Exchange Commission - 1960 - 996 lapas
...Information Is In the public Interest." Section 16(a) of the Act as applicable here requires that every person who Is directly or Indirectly the beneficial owner of more than 10% of any class of any equity security (other than an exempted security) which Is registered on a national... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...order as necessary or appropriate in the public interest or for the protection of investors. (d- Every person who is directly or indirectly the beneficial owner of more than 10 per'centum of any class of outstanding securities (other than short-term paper) of which a registered... | |
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