Lapas attēli
PDF
ePub
[merged small][ocr errors][merged small][merged small][ocr errors][merged small]
[ocr errors]

contains an opinion which he/she is not qualified to make.

[blocks in formation]

Whenever you desire to make an objection, you should be prepared to give

the court valid reasons for your objection; otherwise, you are merely invit

[merged small][merged small][merged small][merged small][merged small][ocr errors][merged small][merged small][merged small][ocr errors][ocr errors][merged small][ocr errors][ocr errors]

Whether or not you desire to object will depend upon all of the attending circumstances in the case, your trial strategy and the dangers you perceive from the evidence presented. Accordingly, there cannot be any ironclad

rules advising you when to object. However, if the evidence hurts, you should object if you believe there is a reasonable chance the court will sustain it.

IV. USING THE RULES OF EVIDENCE IN OBJECTIONS

As you prepare for trial, it is important that you familiarize yourself with the rules of evidence in order that you may properly object to inadmissible evidence. The following case study will perhaps be helpful in organizing your evidence and objections for trial.

CASE STUDY

by

Honorable Sam C. Pointer

U.S. District Court, N.D. Alabama
75 F.R.D. 89 (1978)

General Situation

Civil action against automobile manufacturer, D, brought by pedestrian,

P. P claims the accident was caused by defects in brakes of car being driven by White.

P calls as a witness White, who (as P had anticipated) gives testimony damaging to P. P then calls Jones as a witness.

(Whether Jones is to be

considered a lay witness or an expert will depend upon the context of the question or the objection.)

A. Pasks Jones, "Did the brakes work properly?"

1. D objects without specifying any grounds.

[103]

2. D objects that question invades province of jury on ultimate

issue. [704, 403]

3. D objects that question seeks an opinion from a lay witness.

[701, 602]

4. D objects that the expert testimony of Jones is unauthorized since subject matter is within the understanding of ordinary laymen. [702, 403]

5. D objects that the expert opinion should be elicited by a

hypothetical question. [702, 403]

6. D objects that there has been no showing of facts relied upon.

[602; 705, 701]

7. D objects that opinion is based on hears say and inadmissible

matters. [703]

8. D requests voir dire to learn if Jones, prior to testifying has
reviewed any documents, notes, etc. to refresh his memory. D
wants production of such documents (even if otherwise privileged
and inadmissible) for his use during cross-examination. [612]
9. Dat bench seeks a ruling that P not be permitted to disclose
that Jones was appointed as expert by the court. [706]

10. D requests voir dire to learn if P discussed White's testimony
with Jones despite rule excluding witnesses. [615]

APPLICABLE NOTES

A-1 (1) (1) General objection not ground for reversal unless specific ground apparent from context or otherwise plain erorr. 103. Sustaining

A-2

A-3

on grounds not assigned?

(2) "Harmless error" rule preserved.

(3)

103.

Anxious attorneys may attempt to "argue" grounds, rather than state them. Desirable to have procedure for handling matters outside hearing of jury but without having to excuse jury. (1) Opinions, whether from expert or layman, not objectionable on ground they embrace ultimate issue. 704.

(2) But cf. questions using legal terms (e.g., was he "negligent"; did he have capacity to make a will). AC suggests exclusion

under 403 as waste of time. Quaere: "who was at fault?"

(1) Lay opinion must be (a) based on witness' firsthand knowledge and

(b) helpful either in understanding witness' testimony or in

determining a fact in issue, 701; 602.

A-4

A-5

A-6

(2) Quaere: Opinion of owner as to value. AC 702 implies that lay

owner might be treated as expert or skilled for such puposes. (3) Possible modification of standard form jury instructions re

(1)

(2)

limiting opinions to experts. Change to instruction re first
hand knowledge?

Not necessary that subject matter of expert opinion be beyond
comprehension of layman; sufficient if opinion will "assist"
fact-finder to "understand the evidence or to determine a fact in
issue." 702.

Have additional discretion under 403 to exclude wasteful testimony.
(1) Hypothetical questions not required of expert; implicit in 705.
(2) Can give direct opinions, inferences and general information.
(1) If a lay witness, must show firsthand knowledge. 701; 602.
(2) If an expert, underlying facts and assumptions need not be shown
on direct unless court requires. 705.

A-7 (1)

A-8

(3) Assumption is that expert's opinion, reasons, etc. will have been
discovered under F.R.Civ.P 26. What about criminal cases?
Expert can base opinion on matters not admitted or even admis-
sible, if of a type reasonably relied upon by other experts in
same field. 703.
703. This connection can be given by same expert.
Note: Matters so relied upon not thereby evidence; should

only fact of reliance (not substance) be allowed on direct?
(2) But cf. opinions based on assumed facts contrary to the evidence.
(3) What if opinions totally based on matters not in evidence.
(4) Problems with jury instruction.

(1) Adverse party entitled to production where used while testifying

.

or (if judge finds "necessary in interest of justice") where used

before testifying. 612. Adverse party can then cross-examine

thereon and even introduce in evidence.

(2) What is a "writing"? Cf. Photographs, recordings, etc. Cf. "Writing or recorded statement" in 106 and definition in 1001(1). (3) Rule is not limited to documents prepared or adopted by the

witness. What about witness who has reviewed an entire file of documents before testifying?

(4) When does a witness "use" a writing to refresh memory? What if lawyer "goes over" a witness' statement with him prior to trial, without reading it to him? Should the witness' answer be accepted at face value?

(5) Rule is limited to production in favor of "adverse party." Does this mean the party who didn't call the witness? Does this limit the rule to situation of an adverse party himself testifying (Cf. 611)? What if one party calls the other party as a witness? Note that rule limited to cross-examination.

Solution: as in leading questions?

(6) Presumable privileges, such as attorney-client privilege, could

be asserted against disclosure. HC 612, but what about "work
product"?

(7) On request, in camera inspection by judge to delete unrelated
(and privileged?) matter. Difficulty with rule for preserving
balance and submitting with appellate record.

(8) Rule does not say when a witness may be permitted while testify

ing to look at documents.

Also see 803 (5) (past recollection

recorded.)

« iepriekšējāTurpināt »