 ... qualifying shares) are, or after such acquisition will be, owned by one or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling...  Managed Accounts/section 11(a): Hearing Before the Subcommittee on ... - 28. lappuseautors: United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance - 1991 - 76 lapasPilnskats - Par šo grāmatu
 | 1943 - 1346 lapas
...of such securities, which principal underwriter (1) is a person primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or related activities, whose gross income normally is derived principally from such business or related... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or any one or more of such or related activities, and the gross income of such person normally is derived... | |
 | United States - 2000 - 1216 lapas
...short-term paper). [See main edition for text of (B)] (2)(A) Any person primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, acting as broker, and acting as market intermediary, or any one or more of such activities, whose gross... | |
 | United States - 1953 - 1692 lapas
...or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or any one or more of such or related activities, and the gross income of such person normally is derived... | |
 | 1970 - 670 lapas
...of such securities, which principal underwriter (1) is a person primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or related activities, whose gross income normally is derived principally from such business or related... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 884 lapas
...outstanding securities (other than shortterm paper). (2) Any person primarily engaged in the business of underwriting and distributing securities issued by...as broker, or any one or more of such activities, whose gross income normally is derived principally from such business and related activities. (3) Any... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 lapas
...or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or any one or more of such or related activities, and the gross income of such person normally is derived... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...or more registered investment companies; and (B) such person is primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or any one or more of such or related activities, and the gross income of such person normally is derived... | |
 | United States. Congress. House. Appropriations - 1964 - 1484 lapas
...this title — and then I go down to subsection 2 : Any person primarily engaged in the business of underwriting and distributing securities issued by...selling securities to customers, and acting as broker — Mr. THOMAS. Is that part of the original act of 1940 or an amendment to it? Mr. GARY. It is part... | |
 | 1964 - 574 lapas
...of such securities, which principal underwriter (1) is a person primarily engaged in the business of underwriting and distributing securities issued by other persons, selling securities to customers, or related activities, whose gross income normally is derived principally from such business or related... | |
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