| United States - 1994 - 1332 lapas
...prescribed with respect to the requirements of clauses (i) and (ii); and (I) any other transaction [See main edition for text of (.2) and (3); (6) to MM (As amended Aug. 11, 1993. Pub. L. 103-68, §... | |
| 1998 - 900 lapas
...to the matter reviewed as the Commission deems necessary or appropriate in the public interest, for the protection of investors, and the maintenance of fair and orderly markets, or to remove impediments to, and perfect the mechanisms of, a national market system. (f) Exemptions.... | |
| 1990 - 1038 lapas
...to the matter reviewed as the Commission deems necessary or appropriate in the public interest, for the protection of investors, and the maintenance of fair and orderly markets, or to remove impediments to, and perfect the mechanisms of, a national market system. (f) Exemptions.... | |
| United States - 1976 - 476 lapas
...persons who are not members or associated with members of the exchange ; and "(II) any other transaction of a kind which the Commission, by rule, determines...investors, and the maintenance of fair and orderly markets. "(2) The Commission, by rule, as it deems necessary or appropriate in the public interest and for the... | |
| United States. Securities and Exchange Commission - 1992 - 1098 lapas
...portfolios from long-term market risk, thereby facilitating transactions in options and contributing to the protection of investors and the maintenance of fair and orderly markets. Currently, investors use index options to, among other things, hedge the risks associated with holding... | |
| United States - 1981 - 548 lapas
..."(H) any other transaction of a kind which the Commission, by rule, determines is consistent witli the purposes of this paragraph, the protection of...investors, and the maintenance of fair and orderly markets. "(2) The Commission, by rule, as it deems necessary or appropriate in the public interest and for the... | |
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