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OF MICHIGAN

JUL 15 1963

MAIN READING ROOM

U.S. PATENT OFFICE RESEARCH AND

DEVELOPMENT PROGRAM

STAFF REPORT OF

THE SUBCOMMITTEE ON

PATENTS, TRADEMARKS, AND COPYRIGHTS

OF THE

COMMITTEE ON THE JUDICIARY
UNITED STATES SENATE
EIGHTY-EIGHTH CONGRESS, FIRST SESSION

PURSUANT TO

S. Res. 65

97076

Printed for the use of the Committee on the Judiciary

U.S. GOVERNMENT PRINTING OFFICE

WASHINGTON: 1963

For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington 25, D.C. - Price 20 cents

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COMMITTEE ON THE JUDICIARY

JAMES O. EASTLAND, Mississippi, Chairman

ESTES KEFAUVER, Tennessee
OLIN D. JOHNSTON, South Carolina
JOHN L. MCCLELLAN, Arkansas
SAM J. ERVIN, JR., North Carolina
THOMAS J. DODD, Connecticut
PHILIP A. HART, Michigan
EDWARD V. LONG, Missouri

EDWARD M. KENNEDY, Massachusetts
BIRCH BAYH, Indiana

EVERETT MCKINLEY DIRKSEN, Illinois
ROMAN L. HRUSKA, Nebraska
KENNETH B. KEATING, New York
HIRAM L. FONG, Hawaii

HUGH SCOTT, Pennsylvania

SUBCOMMITTEE ON PATENTS, TRADEMARKS, AND COPYRIGHTS

JOHN L. MCCLELLAN, Arkansas, Chairman

OLIN D. JOHNSTON, South Carolina

PHILIP A. HART, Michigan ESTES KEFAUVER, Tennessee

HUGH SCOTT, Pennsylvania HIRAM L. FONG, Hawaii

CLARENCE M. DINKINS, Chief Counsel

FOREWORD

This report was prepared by the staff of the Subcommittee on Patents, Trademarks, and Copyrights, as part of the subcommittee's responsibility under Senate Resolution 65 to "conduct a full and complete examination and review of the administration of the Patent Office," and is concerned with a survey of the efforts which have been made to introduce automation into the search procedures of the Patent Office.

The Congress, over a period of years, has received many complaints about the examination procedures of the Patent Office. This subcommittee has on several occasions expressed its concern with the delays involved and the extent to which relevant prior art apparently has not been considered by the examiner. The Congress in the past decade has substantially increased the funds appropriated for the operation of the Patent Office. Unfortunately, this has not effected significant reductions in the backlog of the Office or improvement in the quality of patents issued, judging from the continued high percentage of litigated patents found to be invalid. The rapid rise in technology and the growing complexity of disclosures can only aggravate present defects of the examination system.

The subcommittee attaches great importance to the research and development program in the Patent Office, and hopes that it will be eminently successful. Because of my strong interest and belief in the necessity for the advancement of science and technology, I have introduced a bill (S. 816) for the establishment of a Commission on Science and Technology. As I indicated to the Senate on February 18, 1963, one of the tasks of the Commission would be "to conduct a study of Federal scientific and technical activities, such as the deficiencies in scientific, engineering, and technical information programs, including acquisition, processing, documentation, storage, retrieval, and distribution of scientific information; the urgency for accelerating scientific, engineering, and technical progress in a number of Federal agencies which perform some functions in these areas; and to recommend necessary reorganizations of scientific and technological activities of the Federal Government to improve their operations and to better coordinate their activities."

It is too early to tell whether the research and development program of the Patent Office will be successful in permitting mechanized searching in most classes of the arts. If, after further research, it should appear that such efforts do not afford reasonable prospects of success, it would then become necessary to consider substantial changes in our present examination system, before the entire system runs the danger of collapse.

A full examination system does not exist in a number of industrial nations and the proposed Common Market Patent Convention provides for a deferred examination. It may well be that a study of the

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