 restricted securities" means securities acquired directly or indirectly from the issuer thereof, or from an affiliate of such issuer, in a transaction or chain of transactions not involving any public offering or...  The Handbook of Advanced Business Valuation - 100. lappuseautors: Robert F. Reilly - 1999 - 512 lapasIerobežota priekšskatīšana - Par šo grāmatu
 | United States. Supreme Court - 1980 - 790 lapas
...alleged pendent state-law claims of fraud and breach of fiduciary duty. 2 "Restricted" securities are "securities acquired directly or indirectly from the...of transactions not involving any public offering . . . ." 17 CFR § 230.144 (a) (3) (1977). The public sale or distribution of such securities is restricted... | |
 | 1977 - 958 lapas
...securities or 10 percent or more of the equity Interest. (3) The term "restricted securities" means securities acquired directly or Indirectly from the...of transactions not involving any public offering or from the Issuer in a transaction in reliance on Rule 240 under the Act or which were Issued by an... | |
 | 1978 - 1130 lapas
...securities or 10 percent or more of the equity interest. (3) The term "restricted securities" means securities acquired directly or indirectly from the...of transactions not involving any public offering or from the issuer in a transaction in reliance on Rule 240 under the Act or which were issued by an... | |
 | 1979 - 1228 lapas
...securities or 10 percent or more of the equity interest. (3) The term "restricted securities" means securities acquired directly or indirectly from the...of transactions not involving any public offering or from the issuer in a transaction in reliance on Rule 240 under the Act or which were issued by an... | |
 | 1980 - 680 lapas
...securities or 10 percent or more of the equity interest. (3) The term "restricted securities" means securities acquired directly or indirectly from the issuer thereof, or from an affiliate of the issuer, in a transaction or chain of transactions not involving any public offering or from the... | |
 | 1987 - 530 lapas
...the Act, or securities that are subject to the resale limitations of Regulation D and are acquired in a transaction or chain of transactions not involving any public offering. (b) Conditions to be met. Any affiliate or other person who sells restricted securities of an issuer for... | |
 | 1999 - 704 lapas
...means: (i) Securities acquired directly or indirectly from the issuer, or from an affiliate of the issuer, in a transaction or chain of transactions not involving any public offering; (ii) Securities acquired from the issuer that are subject to the resale limitations of §230.502(d)... | |
 | 1990 - 560 lapas
...means securities that are acquired directly or indirectly from the issuer, or from an affiliate of the issuer in a transaction or chain of transactions not involving any public offering, or securities acquired from the issuer that are subject to the resale limitations of Regulation D under... | |
 | 1988 - 536 lapas
...the Act, or securities that are subject to the resale limitations of Regulation D and are acquired in a transaction or chain of transactions not involving any public offering. (b) Conditions to be met. Any affiliate or other person who sells restricted securities of an issuer for... | |
 | 2002 - 748 lapas
...means: (i) Securities acquired directly or indirectly from the issuer, or from an affiliate of the issuer, in a transaction or chain of transactions not involving any public offering; (ii) Securities acquired from the issuer that are subject to the resale limitations of §230.502(d)... | |
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