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" Association pursuant to this section shall be deemed to be exempt securities within the meaning of laws administered by the Securities and Exchange Commission, to the same extent as securities which are direct obligations of, or obligations guaranteed... "
Vessel Certificates of Financial Responsibility: Hearing Before the ... - 195. lappuse
autors: United States. Congress. House. Committee on Merchant Marine and Fisheries. Subcommittee on Coast Guard and Navigation - 1994 - 271 lapas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...subsection (a) (13) to read : "(13) The term 'exempted security' or 'exempted securities' shall include securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, such securities issued or guaranteed by corporations in which the...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...treat as an equity security. (13) The term "exempted security" or "exempted securities" shall include securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, such securities issued or guaranteed by eorporationS in which the...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...will read a part of the bill: The term "exempted security " or "exempted securities " shall include securities which are direct obligations of or obligations guaranteed as to principal orinterest by the United States. Were you asked to make any observations on whether or not in exempted...
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To Amend the Grain Futures Act: Hearings Before ..., 74-2 on H.R. 6772 ...

United States. Congress. Senate. Agriculture and Forestry Committee - 1936 - 324 lapas
...current liabilities. Approved securities and approved properties shall consist of the following: (a) Securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States; such securities issued or guaranteed by corporations in which the...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...treat as an equity security. (12) The term "exempted security" or "exempted securities" shall include securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States; such securities issued or guaranteed by corporations in which the...
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Regulation of Over-the -counter Markets, Hearings Before ..., 75-3 on S ...

United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...direct or indirect interest as shall be designated for exemption by the Secretary of the Treasury ; Securities which are direct obligations of or obligations guaranteed as to principal or interest by a State or any political subdivision thereof, or any agency or instrumentality of a...
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Regulation of Over-the-counter Markets: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 lapas
...direct or indirect interest as shall be designated for exemption by the Secretary of the Treasury; Securities which are direct obligations of or obligations guaranteed as to principal or interest by a State or any political subdivision thereof, or any agency or instrumentality of a...
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Decisions and Reports, 8. sējums

United States. Securities and Exchange Commission - 1941 - 1124 lapas
...circulation ; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, or securities Issued or guaranteed by corporations in which the United...
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Decisions and Reports, 29. sējums

United States. Securities and Exchange Commission - 1955 - 920 lapas
...regular circulation; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations guaranteed as to principal or Interest by the United States, or securities Issued or guaranteed by corporations In which the United...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...regular circulation; (E) any person whose advice, analyses, or reports relate to no securities other than securities which are direct obligations of or obligations guaranteed as to principal or interest by the United States, or securities issued or guaranteed by corporations in which the United...
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