| United States. Securities and Exchange Commission - 1953 - 828 lapas
...described herein otherwise than on a national securities exchange ; and that registrant made use of means and instruments of transportation and communication in interstate commerce and of the mails, to sell the said securities, and registrant carried and caused to be carried through the mails and in... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1970 - 378 lapas
...the present time, IOS, Cornfeld, Cowett, Cantor, Lovett and Nagler, singly and in concert, willfully violated Sections 5(a) and 5(c) of the Securities...said securities under the Securities Act. 3. Neither FOP nor the IOS Investment Program relating thereto has filed an application pursuant to Section 7(d)... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1970 - 1242 lapas
...United States mails and means and instrumentalities of interstate commerce. II. violated Sections. 'Ha) and 5(c) of the Securities Act in that said persons,...securities under the Securities Act. 3. Neither FOF nor the IOS Investment Program relating thereto has filed an application pursuant to Section 7(d) of the Investment... | |
| United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 lapas
...evidences of indebted ness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the general public; and it is hereby declared... | |
| United States - 1988 - 552 lapas
...evidences of indebtedness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the general public; and it is hereby declared... | |
| United States - 1987 - 556 lapas
...evidences of indebtedness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the general public; and it is hereby declared... | |
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