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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
The Code of Federal Regulations of the United States of America - 120. lappuse
1973
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 lapas
...any renewal thereof the maturity of which is likewise mited. (11) The term " equity security " means any stock or similar security; or any security convertible,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible,...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 lapas
...whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means hapter, to prescribe the form or forms in which information...details to be shown in balance sheets, profit and loss Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1944 - 296 lapas
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Code of Federal Regulations: 1949-1984

1969 - 820 lapas
...requirement of that sectIon apply only to an “equity security”. The term “equity security” Is defined by section 3(a) (11) of the Act to mean “any...security which the Corporation shall deem to be of slmilkr nature and consider necessary or appropriate, by such rules and regulations as It may prescribe...
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The Code of Federal Regulations of the United States of America

1971 - 592 lapas
...registration requirements of that section apply only to an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any...warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or appropriate, by such rules and...
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The Code of Federal Regulations of the United States of America

1970 - 540 lapas
...registration requirements •of that section apply only to an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any...warrant or right; or •any other security which the (Board) shall •deem to be of similar nature and consider necessary or appropriate, by such rules...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1971 - 600 lapas
...requirements of that section apply only to an "equity security". The term "equity security" is denned by section 3(a) (11) of the Act to mean "any stock...warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or appropriate, by such rules and...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1974 - 786 lapas
...requirements of that section apply only to an "equity security". The term "equity security" Is denned by section 3(a) (11) of the Act to mean "any stock...warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or appropriate, by such rules and...
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