| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...certified ; (9) Any further financial statements which the exchange, with the approval or upon the order of the Commission, may deem necessary or appropriate for the protection of investors. (Ill) Copies of articles of incorporation, bylaws, trust indentures, or corresponding documents, whatever... | |
| United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 lapas
...contracts; (I) Options in respect of securities; (J) Balance sheets for not more than five preceding fiscal years, certified, if required by the rules and regulations of the Commission, by an independent public accountant ; i K i Profit and loss statements for not more than the five preceding... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 lapas
...annual reports, duly executed by the persons signing the registration statement or their successors, and certified if required by the rules and regulations...Commission by independent public accountants, and such quarterly reports, duly executed as aforesaid, as the Commission may prescribe. The filing by... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 lapas
...duly executed by the persons signing the registration statement or their successors, and certifica if required by the rules and regulations of "the Commission by independent public accountants, and such quarterly reports, duly executed as aforesaid, as the Commission may prescribe. The filing by... | |
| United States - 1938 - 48 lapas
...reasonably current the information and documents filed pursuant to section 12. (2) Such annual reports, certified if required by the rules and regulations...Commission by independent public accountants, and such quarterly reports, as the Commission may prescribe. (b) The Commission may prescribe, in regard... | |
| United States. Securities and Exchange Commission - 1956 - 900 lapas
...exchange shall ndicate the difference between fully listed securities and (2) Such annual reports, certified if required by the rules and regulations...Commission by independent public accountants, and such quarterly reports, as the Commission may prescribe. (b) The Commission may prescribe, in regard... | |
| United States. Supreme Court - 1938 - 826 lapas
...independent public accountant; "(I) profit and loss statements for not more than the five preceding fiscal, years, certified, if required by the rules and regulations of the Commission, by an independent public accountant; "(3) such further information or documents regarding the registrant... | |
| United States - 1953 - 1692 lapas
...contracts; (0) options in respect of securities; (H) balance sheets for not more than the five preceding otwithstanding any provisions of this subchapter and sections 72 (a) and 107 (f ) of Ti an Independent public accountant; (1) profit and loss statements for not more than the five preceding... | |
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