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" ... certified if required by the rules and regulations of the Commission by independent public accountants... "
Conflict of Interest Problems in SBIC's, Hearing Before a Subcommittee of ... - 51. lappuse
autors: United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 lapas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 lapas
...certified ; (9) Any further financial statements which the exchange, with the approval or upon the order of the Commission, may deem necessary or appropriate for the protection of investors. (Ill) Copies of articles of incorporation, bylaws, trust indentures, or corresponding documents, whatever...
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Public Utility Holding Company Act of 1935: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 lapas
...contracts; (I) Options in respect of securities; (J) Balance sheets for not more than five preceding fiscal years, certified, if required by the rules and regulations of the Commission, by an independent public accountant ; i K i Profit and loss statements for not more than the five preceding...
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Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 144 lapas
...annual reports, duly executed by the persons signing the registration statement or their successors, and certified if required by the rules and regulations...Commission by independent public accountants, and such quarterly reports, duly executed as aforesaid, as the Commission may prescribe. The filing by...
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Trading in Unlisted Securities Upon Exchanges: Hearing Before the Committee ...

United States. Congress. Senate. Committee on Banking and Currency - 1936 - 140 lapas
...duly executed by the persons signing the registration statement or their successors, and certifica if required by the rules and regulations of "the Commission by independent public accountants, and such quarterly reports, duly executed as aforesaid, as the Commission may prescribe. The filing by...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...reasonably current the information and documents filed pursuant to section 12. (2) Such annual reports, certified if required by the rules and regulations...Commission by independent public accountants, and such quarterly reports, as the Commission may prescribe. (b) The Commission may prescribe, in regard...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...exchange shall ndicate the difference between fully listed securities and (2) Such annual reports, certified if required by the rules and regulations...Commission by independent public accountants, and such quarterly reports, as the Commission may prescribe. (b) The Commission may prescribe, in regard...
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United States Reports: Cases Adjudged in the Supreme Court, 303. sējums

United States. Supreme Court - 1938 - 826 lapas
...independent public accountant; "(I) profit and loss statements for not more than the five preceding fiscal, years, certified, if required by the rules and regulations of the Commission, by an independent public accountant; "(3) such further information or documents regarding the registrant...
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United States Reports: Cases Adjudged in the Supreme Court at ..., 303. sējums

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1938 - 966 lapas
...contracts; "(G) options in respect of securities; "(H) balance sheets for not more than the five preceding years, certified, if required by the rules and regulations of the Commission, by an independent public accountant ; "(I) profit and loss statements for not more than the five preceding...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...contracts; (0) options in respect of securities; (H) balance sheets for not more than the five preceding otwithstanding any provisions of this subchapter and sections 72 (a) and 107 (f ) of Ti an Independent public accountant; (1) profit and loss statements for not more than the five preceding...
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Study of Monopoly Power: Hearings Before the Subcommittee on Study of ...

United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5, United States. Congress. House. Committee on the Judiciary. Subcommittee on Study of Monopoly Power - 1949 - 848 lapas
...balance sheets and profit -and-loss statements of such company for not more than the five preceding fiscal years, certified, if required by the rules and regulations of the Commission by an independent public accountant ; (H) any further information regarding such company and any associate...
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