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" control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership... "
Conflict of Interest Problems in SBIC's, Hearing Before a Subcommittee of ... - 51. lappuse
autors: United States. Congress. Senate. Committee on Banking and Currency - 1963 - 130 lapas
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Decisions and Reports, 11. sējums

United States. Securities and Exchange Commission - 1945 - 1290 lapas
...by, or is under common control with the registrant. The term "control" is defined as "the possession, directly or indirectly, of the power to direct or...ownership of voting securities, by contract or otherwise." The instructions further provide: "If in any instance the existence of control is open to reasonable...
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Interstate Commerce Commission Reports: Reports and Decisions ..., 348. sējums

United States. Interstate Commerce Commission - 1975 - 1030 lapas
...terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the power to direct or...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall...
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Interstate Commerce Commission Reports: Reports and Decisions ..., 348. sējums

United States. Interstate Commerce Commission - 1975 - 1066 lapas
...terms "controlling," "controlled by," and "under common control"), as used herein, means the possession directly or indirectly, of the power to direct or...ownership of voting securities, by contract or otherwise. If in any instance the existence of control is or may be open to reasonable doubt, the carrier shall...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 lapas
...(including the terms "controlling," "controlled by" and "under common control with") means the possession, directly or indirectly, of the power to direct or...whether through the ownership of voting securities, lay contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...with any governmental agency) the >rganization or creation of an incorporated or mincorporated person. of a person, whether through the ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 lapas
...directly or indirectly, of the power to direct or cause the direction of the management and policies of i person, whether through the ownership of voting securities, by contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term...
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The Code of Federal Regulations of the United States of America ..., 14. sējums

1940 - 1136 lapas
...terms "controlling," "controlled by," and "under common control") as used herein, means the possession, directly or indirectly, of the power to direct or...direction of the management and policies of a person, firm or corporation, whether through the ownership of voting securities, by contract or otherwise....
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The Code of Federal Regulations of the United States of America ..., 3. grāmata

1943 - 1104 lapas
...term "control" means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. • (b) The term "affiliate" means the existence of a relationship between two persons (individuals,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., 5. sējums

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 lapas
...defined to mean "the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether...of voting securities, by contract, or otherwise." The Commission has reasonable grounds to believe that in 1934 general proxies, to remain in full force...
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Decisions and Orders, 1. sējums

United States. Bituminous Coal Division - 1943 - 1380 lapas
...trem "control" means the possession, direct or indirect of the power to direct or cause the direction of the management and policies of a person, whether...ownership of voting securities, by contract or otherwise. The term "affiliate" means the existence of a relationship between two persons (individuals, firms,...
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