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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
The Code of Federal Regulations of the United States of America - 324. lappuse
1976
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...contract, or otherwise. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal Year. The term "fiscal year" means the annual...adopted, the calendar year ending on December 31. Majority-owned subsidiary. The term "majority-owned subsidiary" means a subsidiary more than fifty...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 lapas
...any stock or similar security: or any security convertible with or without consideration, into such a security, or carrying any warrant or right to subscribe...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer...
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United States Code, 2. sējums

United States - 1953 - 1692 lapas
...stock or similar security; or any security convertible, with or without consideration, into such a lication, report, or other document filed with the...be set forth, the items or details to be shown in or any other security which the Commission shall deem to be of similar nature and consider necessary...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1999 - 944 lapas
...with a depositary. Employee. The term "employee" does not include a director, trustee, or officer. Fiscal year. The term "fiscal year" means the annual...adopted, the calendar year ending on December 31. Majority-owned subsidiary. The term "majority-owned subsidiary" means a subsidiary more than 50 percent...
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The Code of Federal Regulations of the United States of America

1981 - 668 lapas
...term "employee" does not include a director, trustee, officer or member of the advisory board. (e) Fiscal year. The term "fiscal year" means the annual...adopted, the calendar year ending on December 31. (f) Investment income. The term "investment income" means the aggregate of net operating income or...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1986 - 1004 lapas
...stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe...such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term "50-percent-owned person," in relation to a specified person,...
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The Code of Federal Regulations of the United States of America

1997 - 734 lapas
...stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe...such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term 50-percent-owned person, in relation to a specified person, means...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 lapas
...interest in a business trust; or any security convertible, with or without consideration into such a security, or carrying any warrant or right to subscribe...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 784 lapas
...interest in a business trust; or any security convertible, with or without consideration into such a 4 or any put, call, straddle, or other option or privilege of buying such a security from or selling...
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