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40(414) FR 17 CFR-Continued

Page Chapter 11-Continued 240.15b2B-1 Added

57356 240.15b3-1 (a) revised.--- 30636, 30638

(a) effective date postponed.-- 30637 240.15b8–1 (a) (2) introductory

text, (2) (iii), and (4) revised. 30638 (a) (3) revised

30636, 30638 (a) (3) effective date postponed. 30637 (a) introductory text and (b)

revised; eff. 4-15–76.-- A10601 240.15b8-2 (a), (b) and (d) re

vised; (f) (1) removed; (f) (2)
redesignated (f); eff. 4-15-
76

Δ10601 240.15b9-1 (c) revised -

30639 (d) and (e) revised; eff. 4-1576

Δ10602 240.15b9-2 (f) introductory text

and (f) (3) revised; eff. 4-15-
76

A10602 240.15b10-7 Revised; eff. 4-15– 76

A10602 240.15b10-11 Added

21718 240.15c3-1 Revised

29799 (b) (2) redesignated as (b) (3);

new (b) (2) added.--- 41521 (c) (2) (xi) removed; (c) (2) (xii)

and (xiii) redesignated as

(c) (2) (xi) and (xii) --- 41521 (g) (1) revised; (g) (3) added.-- 57788 (c) (1) (i) and (c) (2) (iv) (C) revised

57789 (c) (2) (vi) and (f) (3) (iii) amended

57790 (c) (2) (ix) and (xii), (6), and (7) revised

57791 (f) (1) redesignated as (f) (1)

(i); (f) ((1) (ii) and (c) (14)
added

57792
(a) (6) and (c) (2) (xi) added.- A5278
(a) (6) added and (c) (2) (xi) re-
vised

A5278 Interpretative release---- A5279 240.1503-1a Added

29806 240.1503-1b Added

29807 240.1503-10 Added

29808 240.1503-1d Added

29808 240.15c3-3 (a) (1) revised -- 57792

Interpretative release. A5279 240.15c3-3a Interpretative release

45279 240.150-13 (b) (2) removed; (b)

(3), (4) and (5) redesignated
as (b) (2), (3) and (4).

46111 (b) (5) added.-

55837 240.15d-15 Removed

,46111 240.15Aj-2 Removed

40512 240.15A0-3 Removed

40512

17 CFR Continued

40(414)FR

Page Chapter 11-Continued 240.15Ba2-1 Added

49776 240.15Ba2-2 Added

49776 240.15Ba2-3(T) Added; expires 6-1-76

49777 240.17a-3 (a) (12) (i) (h) revised

40513 (a) (13) added; eff. 7–1–76.-113596 240.17a-4 (b) (8) added..

59712 Corrected

45275 (e) revised; eff. 7-1-76.-----A13596 240.17a-5 Revised

59713 Corrected

45275 (d) (2) and (e) (4) (ul) (c) revised

412638 240.17a-8 Removed

40512 240.178-10 Heading, (a) (d), and (e) revised.--.

59717 240.17a-11 Revised

59717 Corrected

A5277 (b) (3) added.

45279 240.17a-20 Added

20074 (a) (1) and (2) revised..

59718 Corrected

A5277 240.177-2 Added

A13596 240.178-2(T) Added

57450 Revised

A13596 240.17Ab2-1 Added

52358 240.17AC2-1 Added

51184 240.19b-4 Added

40512 Corrected

42343 240.19c-1 Added

A4521 240.23a-1(T) Added

57358 (e) revised

Δ10601 Expires 5-15–76.

A10601 240.23a-2(T) Added

Δ1741 (b) revised

A10601 Expires 4–15–76..

Δ10601 240.24b-2 Removed

54774 241 Interpretative releases-- 27441,

57792, 57793 Interpretative releases.

A3469,

5277, 7089 249.19a Added

40512 249.19b Added

40512 249.103 Revised

55319 249.104 Revised

55319 249.307a Form 7-Q rescinded.-- 46111 249.308a Form 10-K amended.. 46111,

55837 249.310 Form 10-K amended.-- 55837 249.330 Revised

55319 249.501 Form BD amended.-- 30634

30638, 36765, 41521 Effective date postponed.-- 30636 249.501a Revised

55319 249.502 Heading revised..

30636 Form SECO-2 amended. 22828

NOTE: Symbol (A) refers to 1976 page numbers.

17 CFR-Continued

40(414)FR

Page Chapter 11-Continued 249.502

Redesignated as Form U-4.- 30636 Effective date postponed.------ 30637 Form U-4 amended..

49312 249.5041 Added

22828 249.617 Revised

59718 Corrected

A5277 249.618 Revised

59718 249.621 Removed

59718 249.636 Added

20075 Revised

59718 249.819a Added

40512 249.819b Added

40512 249.950 (Subpart K) Added 49777

Correctly designated as 249.1100
(Subpart L) ----

54425 249.1001 (Subpart K) Added.--- 45424 249.1100 (Subpart L) Correctly

designated and amended.---- 54425 249b Added

51184 249b.100 Added

51184 249b.200 Added

52359 250.26 Revised

22129 Technical correction

26026 250.50 Amended (suspension ended)

17251 250.70 (c)(3) amended; (c) (4) revised

A8768 251 Interpretative releases 27441

17 CFR_Continued

40(41A) FR

Page Chapter 11-Continued 257 Text (except Appendix) removed; correction

26026 Appendix heading amended.--- 26026 269.2 Revised

55320 270 Technical correction.

42862 270.0-1 (e) introductory text and (e) (2) revised -

33971 270.3c-4 Removed

27645 270.6c-2 Revised

41760 Removed

A8342 270.22d-3 Added

33970 270.27d-1 (c) and (d) revised.-- 50712 271 Interpretative releases--- 17986,

21717, 27441, 45424, 54241 Technical correction 24896, 49080 274.101 Revised

55320 274.101a-1 Revised

55320 275.202-1 Removed

27645 Added; eff. 5-1-76-------- A12878 275.203–1 Form ADV amended.- 44128 (a) revised

57796 275.203-2 (a) and (b) revised.-- 57796 275.204–2 (j) added.

45162 275.206(3)-1 Added

19468 Revised

38159 275.206(3)-1(T) Removed 38159 275.206A-1(T) Added (temporary rule).

18425 Revised; expires 4–30–76------ 38157

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