Decisions and Reports, 15. sējumsU.S. Government Printing Office, 1949 |
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accrued AGECO AGECORP aggregate amended application approved balance sheet Burco capital stock capital surplus carrying value cash Commission common stock Consolidated Corporation debentures December 31 depreciation depreciation reserve dividends earned surplus Electric Company equity estimated excess profits taxes Exchange expenses Federal Power Commission filed FINDINGS AND OPINION forma Gas and Electric Gas Company Holding Company Act indenture interest investors Investors Syndicate issued liabilities Light Company Long-term debt merger Middle West NASD notes November 30 original cost outstanding pany par value payment percent Power & Light Power Company preferred stock principal amount pro forma properties proposed transactions provisions of Section Public Service Company Public Utility Holding purchase pursuant to Section record registered holding company reorganization requirements reserve respect retirement Section 11 security holders September 30 Southwestern stockholders subsidiary companies taxes tion Total trustee utility company Utility Holding Company utility plant VEPCO voting West Texas
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180. lappuse - Commission shall grant such application and issue such order of exemption if evidence establishes that — (1) the terms of the proposed transaction, including the consideration to be paid or received, are reasonable and fair and do not involve overreaching on the part of any person concerned...
595. lappuse - It shall be unawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
595. lappuse - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser.
496. lappuse - Any condition, stipulation, or provision binding any person to waive compliance with any provision of this title or of any rule or regulation thereunder, or of any rule of an exchange required thereby shall be void.
22. lappuse - underwriter" means any person who has purchased from an issuer with a view to, or offers or' sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking; but such term shall not include a person whose interest is limited to a commission from an underwriter or dealer not in excess of the usual and customary...
374. lappuse - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
306. lappuse - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such...
733. lappuse - ... tenders, after reasonable opportunity to submit tenders given to all holders of securities of the class to be purchased; or (3) under such other circumstances as the Commission may permit by rules and regulations or orders for the protection of investors in order to insure that such purchases are made in a manner or on a basis which does not unfairly discriminate against any holders of the class or classes of securities to be purchased.
311. lappuse - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system...
287. lappuse - ... (3) to borrow money or other property from such registered company or from any company controlled by such registered company (unless...