 | United States. Securities and Exchange Commission - 1960 - 996 lapas
...in from 1 to 6 months ; and that the Monarch stock was actively traded, and that it would shortly be listed on the New York Stock Exchange or the American Stock Exchange. According to the evidence presented at the hearing, all of these representations were false. The evidence... | |
 | United States - 2000 - 1216 lapas
...securities A security is a covered security if such security is — (A) listed, or authorized for listing, on the New York Stock Exchange or the American Stock Exchange, or listed, or authorized for listing, on the National Market System of the Nasdaq Stock Market (or any... | |
 | 2000 - 464 lapas
...subdivision; (iv) Any entity, other than a bank, whose common stock or analogous eqlity interests are listed on the New York Stock Exchange or the American Stock Exchange or whose common stock or analogous equity interests have been designated as a Nasdaq National Market Security... | |
 | 2001 - 452 lapas
...subdivision; (iv) Any entity, other than a bank, whose common stock or analogous equity interests are listed on the New York Stock Exchange or the American Stock Exchange or whose common stock or analogous equity interests have been designated as a Nasdaq National Market Security... | |
 | 1997 - 420 lapas
...United States or any such state or political subdivision; (iv) Any corporation whose common stock is listed on the New York Stock Exchange or the American Stock Exchange (except stock listed on the Emerging Company Marketplace of the American Stock Exchange) or whose common... | |
 | 1997 - 424 lapas
...United States or any such state or political subdivision; (iv) Any corporation whose common stock is listed on the New York Stock Exchange or the American Stock Exchange (except stock listed on the Emerging Company Marketplace of the American Stock Exchange) or whose common... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1957 - 294 lapas
...comparable size, if you take a company trading over the counter with assets of $50 million and one listed on the New York Stock Exchange or the American Stock Exchange with similar assets, I believe you will find that the shareholder in the unlisted company receives... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...stockholder-corporations in which contributions of the employees may be invested are seasoned stocks listed on the New York Stock Exchange or the American Stock Exchange and the employee plan itself IB qualified under the Internal Revenue Code. In any case where the stock... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...stockholder-corporations in which contributions of the employees may be invested are seasoned stocks listed on the New York Stock Exchange or the American Stock Exchange and the employee plan itself is qualified under the Internal Revenue Code. In any case where the stock... | |
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A security is a covered security if such security is — (A) listed, or authorized for listing, on the New York Stock Exchange or the American Stock Exchange... 
