 | United States. Congress. House. Appropriations - 1935 - 1456 lapas
...Commission for experienced attorneys in the trial of such cases. The broad scope of authority granted to the Securities and Exchange Commission under the Securities Exchange Act of 1934, and the great variety of activities to be investigated and regulated by this Commission, will require... | |
 | United States. Congress. House. Committee on Appropriations - 1935 - 1276 lapas
...Commission for experienced attorneys iri the trial of such cases. The broad scope of authority granted to the Securities and Exchange Commission under the Securities Exchange Act of 1934, and the great variety of activities to be investigated and regulated by this Commission, will require... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...reorganization may be free of the desirable requirements for full and adequate disclosures. The power of the Securities and Exchange Commission under the Securities Exchange Act of 1934 over the solicitation of proxies, consents, and authorizations is applicable only to certain securities... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...reorganization may be free of the desirable requirements for full and adequate disclosures. The power of the Securities and Exchange Commission under the Securities Exchange Act of 1934 over the solicitation of proxies, consents, and authorizations is applicable only to certain securities... | |
 | United States. Securities and Exchange Commission - 1955 - 144 lapas
...Sterling 3-7600. ii PREFACE This compilation contains the General Rules and Regulations promulgated by the Securities and Exchange Commission under the Securities Exchange Act of 1934> Except for the rules under the caption "Rules of General Application," each rule relates to a particular... | |
 | United States. Bureau of Foreign and Domestic Commerce - 1941 - 624 lapas
...Department of Agriculture, Washington, DC OFFICIAL SUMMARY OF SECURITY TRANSACTIONS AND HOLDINGS REPORTED TO THE SECURITIES AND EXCHANGE COMMISSION UNDER THE SECURITIES EXCHANGE ACT OF 1934, THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 AND THE INVESTMENT COMPANY ACT OF 1940. Securities and... | |
 | United States. Congress. Senate. Committee on Finance - 1948 - 678 lapas
...concerned, the gambler is now of little or no significance. The regulation of the national exchanges by the Securities and -Exchange Commission under the Securities Exchange Act of 1934 is broad and comprehensive and has been supplemented by policies taken by the New York Stock Exchange... | |
 | 1999 - 1160 lapas
...union, provided the funds are earning interest at rates which are commercially reasonable; or (ii) With a broker or dealer registered with the Securities...Commission under the Securities Exchange Act of 1934, provided the funds are invested in a money market fund or in US Treasury Bills. (2) For purposes of... | |
 | 2002 - 1150 lapas
...union, provided the funds are earning interest at rates which are commercially reasonable; or (ii) With a broker or dealer registered with the Securities...Commission under the Securities Exchange Act of 1934, provided the funds are invested in a money market fund or in US Treasury Bills. (2) For purposes of... | |
 | 2001 - 1088 lapas
...Where a Federal payment is to be deposited into an investment account established through a securities broker or dealer registered with the Securities and...Commission under the Securities Exchange Act of 1934, or an investment account established through an investment company registered under the Investment... | |
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... checks, money orders, or similar instruments, any broker or dealer in securities registered or required to be registered with the Securities and Exchange Commission under the Securities Exchange Act of 1934... 
