 | United States. Securities and Exchange Commission - 1945 - 1290 lapas
...state a material fact necesgnry In order to make the statements made, In the light of the circumstances under which they were made, not misleading, or (3)...In any transaction, practice, or course of business which operate* or would operate as a fraud or deceit upon the purchaser . . . Section 15 (c) (1) of... | |
 | United States. Securities and Exchange Commission - 1956 - 926 lapas
...state a material fact necessary In order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any... | |
 | United States. Securities and Exchange Commission - 1950 - 948 lapas
...transportation or communication In interstate commerce or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artifice to defraud,...any transaction, practice, or course, of business which operate! or would operate as a fraud or deceit upon the purchaser. • Section 15 (c) (1) of... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 lapas
...transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud,...in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. in advising him to sell, repeatedly... | |
 | United States. Securities and Exchange Commission - 1953 - 734 lapas
...or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artlflce to defraud, or (2) to obtain money or property by...In any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. Section 10 of the Securities... | |
 | United States. Securities and Exchange Commission - 1941 - 1690 lapas
...transportation or communication In interstate commerce or by use of the malls, directly or indirectly — (2) to obtain money or property by means of any untrue...in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser On May 28, 1938, the issuer... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...correctly that the NIPS bonds were not registered on an exchange and that the activities in question any omission to state a material fact necessary in...in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser." Section 10 of the Securities... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 lapas
...a material fact necessary In order to make the statements made. In the 11 ;tit of the circumstances under which they were made, not misleading, or (3)...in any transaction, practice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. • The proof adduced at the... | |
 | United States. Securities and Exchange Commission - 1957 - 756 lapas
...necessary In order to make the statements made, in the light of the circumstances under which tbey were made, not misleading, or "(3) to engage in any transaction, practice, or course of business wblcb operates or would operate as a fraud or deceit upon the purchaser." Section 15 (c) (1) of the... | |
 | United States. Securities and Exchange Commission - 1953 - 824 lapas
...deals almost fact necessary In order to ma fee the statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any... | |
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... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light... 
