Annual Report of the American Bar Association: Including Proceedings of the ... Annual Meeting, 114. sējums,1. izdevumsHeadquarters Office, 1999 |
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1.–3. rezultāts no 65.
931. lappuse
... person occupying a similar status or performing similar functions : name , address , and principal occupation for the last five years ; the amount of securities of the issuer held by the person as of a specified date within 30 days ...
... person occupying a similar status or performing similar functions : name , address , and principal occupation for the last five years ; the amount of securities of the issuer held by the person as of a specified date within 30 days ...
961. lappuse
... person against whom the sanction is imposed , may : ( 1 ) issue a cease and desist order against the person ; ( 2 ) censure the person , if the person is a licensed broker- dealer , sales representative , or investment adviser ; ( 3 ) ...
... person against whom the sanction is imposed , may : ( 1 ) issue a cease and desist order against the person ; ( 2 ) censure the person , if the person is a licensed broker- dealer , sales representative , or investment adviser ; ( 3 ) ...
964. lappuse
... person for conduct constituting a crime under other law . COMMENT Prior Provision : USA 409 . 1. Unlike the 1956 Act provision , this section now distinguishes between offenses on the basis of felony and misdemeanor classifications ...
... person for conduct constituting a crime under other law . COMMENT Prior Provision : USA 409 . 1. Unlike the 1956 Act provision , this section now distinguishes between offenses on the basis of felony and misdemeanor classifications ...
Saturs
DENVER COLORADOFebruary 67 1989 | 1 |
FOURTH SESSION | 35 |
REPORTS OF THE BOARD OF GOVERNORS | 49 |
Autortiesības | |
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