Annual Report of the American Bar Association: Including Proceedings of the ... Annual Meeting, 114. sējums,1. izdevumsHeadquarters Office, 1999 |
No grāmatas satura
1.–3. rezultāts no 66.
923. lappuse
... effective . ( b ) Withdrawal from licensing as a broker - dealer , sales representative , or investment adviser becomes effective 30 days after receipt by the ( Administrator ] of an application to withdraw or within any shorter period ...
... effective . ( b ) Withdrawal from licensing as a broker - dealer , sales representative , or investment adviser becomes effective 30 days after receipt by the ( Administrator ] of an application to withdraw or within any shorter period ...
929. lappuse
... effective amendment with respect to the price amendment , the ( Administrator ) , without notice or hearing , may enter a stop order retroactively denying effectiveness to the registration statement or suspending its effectiveness until ...
... effective amendment with respect to the price amendment , the ( Administrator ) , without notice or hearing , may enter a stop order retroactively denying effectiveness to the registration statement or suspending its effectiveness until ...
982. lappuse
... effective date of this [ Act ] or may be initiated on the basis of facts or circum- stances occurring before the effective date of this [ Act ] , but a civil action or proceeding may not be maintained to enforce any li- ability under ...
... effective date of this [ Act ] or may be initiated on the basis of facts or circum- stances occurring before the effective date of this [ Act ] , but a civil action or proceeding may not be maintained to enforce any li- ability under ...
Saturs
DENVER COLORADOFebruary 67 1989 | 1 |
FOURTH SESSION | 35 |
REPORTS OF THE BOARD OF GOVERNORS | 49 |
Autortiesības | |
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action activities Administrator adopted agency amendment American Bar Association antitrust applicable appointment approved attorneys broker-dealer capital child claims CLEC client Commission competition Conference construction lien contract costs counsel court coverage criminal death penalty decisions defense Delegates effective exemption federal filed firm funds grandparent visitation guardianship Guideline insurance industry intended parents interest investment adviser issuer issues judges judicial jurisdiction Justice lawyer legal services Legal Services Corporation liability insurance licensed lien claimants limited litigation McCarran-Ferguson Act medical malpractice Meeting ment National notice of commencement owner person practice premiums Prior Provision pro bono procedures professional rates real estate recommendation recorded regulation regulatory reinsurance risk Rule rulemaking Section specific standards Standing Committee statute subsection supra note surrogacy agreement surrogate tion tort tort reform trial underwriting Uniform Parentage Act