 | Philippines - 1988 - 484 lapas
...applicant association shall be registered as futures association unless the Commission finds that: 1. The rules of the association are designed to prevent...promote just and equitable principles of trade, to protect the public interest, and to remove impediments to the mechanism of free and open futures trading;... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...equitable allocation of dues among the membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent...to promote just and equitable principles of trade, and, iu general, to protect investors, and to remove impediments to and perfect the mechanism of a... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 lapas
...allocation of dues among [the membership] its members, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent...to promote just and equitable principles of trade, and, in genera!, to protect investors and the public interest, and to remove impediments to and perfect... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 lapas
...considered separately. On the positive side it stipulates that the rules of the association must be designed to prevent fraudulent and manipulative acts...to provide safeguards against unreasonable profits and charges, and, in general, to protect investors and the public interest and a free and open market.... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...equitable allocation of dues among the membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent...to promote just and equitable principles of trade, and, in general, to protect investors, and to remove impediments to and perfect the mechanism of a... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 lapas
...allocation of dues among [the membership] its members, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent...to promote just and equitable principles of trade, and, in general, to protect investors and the public interest, and to remove impediments to and perfect... | |
 | United States. Securities and Exchange Commission - 1952 - 920 lapas
...Section ISA (b) (7) , quoted supra, requires the rules of associations to be designed, inter alia, to prevent fraudulent and manipulative acts and practices,...to promote just and equitable principles of trade, and to protect investors and the public interest. The standards of Section ISA (b) (7) are goals for... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 lapas
...to prevent fraudulent or manipulative acts or practices; (%) to prevent fictitious quotations; (3) [to provide safeguards against unreasonable profits...unreasonable rates of commissions or other charges: Provided, That nothing in this subsection shall authorize the imposition of any schedule of prices,... | |
 | United States. Securities and Exchange Commission - 1956 - 716 lapas
...securities dealers associations qualifying for registration with us are required to prescribe rules designed to promote "just and equitable principles of trade,...to provide safeguards against unreasonable profits • , , , and, in general, to protect investors and the public interest", but they can not "impose... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 lapas
...consolidation of several motor carrier companies was sought. The Department, with other interveners, (7) the rules of the association are designed to prevent fraudulent and manipulative *cts and practices, to promote just and equitable principles of trade, to provide safeguards against... | |
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The rules of the association are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade... 
