 ... to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges, and, in general, to protect investors...  Study of the Securities Industry: Serial No. 92-37b - 1678. lappuseautors: United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1971 - 4623 lapasPilnskats - Par šo grāmatu
 | United States. Securities and Exchange Commission - 1963 - 1134 lapas
...rates of commissions or other charges, and in general to protect investors and the public interest and to remove impediments to and perfect the mechanism of a free and open market. During the past fiscal year, the Commission continued to implement these provisions. In September 1965,... | |
 | United States - 1968 - 374 lapas
...of commissions or other charges, and in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism of a free and open market." (c) Section 15 (c) of said Act is amended by adding at the end 52 stat. 1075. thereof the following... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 lapas
...of commissions or other charges, and, in general, to protect Investors and the public Interest, and to remove Impediments to and perfect the mechanism...any schedule of prices, or to impose any schedule or fix minimum rates of commissions, allowances, discounts, or other charges ; • * • • * (J) ...... | |
 | United States. Securities and Exchange Commission - 1949 - 1134 lapas
...of commissions or other charges, and, in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism...any schedule of prices, or to impose any schedule or fix minimum rates of commissions, allowances, discounts, or other charges. 4 The situation here is... | |
 | United States - 1938 - 48 lapas
...of commissions or other charges, and, in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism...any schedule of prices, or to impose any schedule or fix minimum rates of commissions, allowances, discounts, or other charges; (8) the rules of the association... | |
 | United States. Securities and Exchange Commission - 1952 - 920 lapas
...interest, and to remove impediments to and perfect the mechanism of a free and open market; and . . . not designed to permit unfair discrimination between...any schedule of prices, or to impose any schedule or fix minimum rates of commissions, allowances, discounts, or other charges ; (Section ISA (b) (7)).... | |
 | United States. Securities and Exchange Commission - 1941 - 1124 lapas
...of commissions or other charges, and, In general, to protect investors and the public Interest, and to remove Impediments to and perfect the mechanism...unfair discrimination between customers or issuers, or broken or dealers, to fix minimum profits, to impose any schedule of prices, or to Impose any schedule... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 lapas
...practices!, to promote just and equitable principles of trade, and, iu general, to protect investors, and to remove impediments to and perfect the mechanism...of a free and open market: and are not designed to require or permit unfair discrimination between customers, or issuers, or brokers or dealers, nor to... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 lapas
...practices, to promote just and equitable principles of trade, and, in general, to protect investors, and to remove impediments to and perfect the mechanism...of a free and open market; and are not designed to require or permit unfair discrimination between customers, or issuers, or brokers or dealers, nor to... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 lapas
...of commissions or other charges, and in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism...of a free and open market; and are not designed to [promote monopoly, to require or] permit unfair discrimination between customers, or issuers, or brokers... | |
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