Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 100.
1322. lappuse
... operations of CCS in a separate subsidiary ( " CCS , Inc. " ) and be prepared to spin it off when the Uniform ... operation of , CSDS . An implementing group of approximately ten people working full time to research and work out details ...
... operations of CCS in a separate subsidiary ( " CCS , Inc. " ) and be prepared to spin it off when the Uniform ... operation of , CSDS . An implementing group of approximately ten people working full time to research and work out details ...
1323. lappuse
... operation for decades - prove the feasibility of a national system for the United States , even after allowing for our ... operations of CCS . Our latest research study attempts to measure the remaining movements that would be eliminated ...
... operation for decades - prove the feasibility of a national system for the United States , even after allowing for our ... operations of CCS . Our latest research study attempts to measure the remaining movements that would be eliminated ...
1324. lappuse
... operational problems of conversion ; and the cost and time of banknote companies to convert . The product of this ... operation . The prospect was that the very extensive costs in time and money to convert the nationwide bank- ing and ...
... operational problems of conversion ; and the cost and time of banknote companies to convert . The product of this ... operation . The prospect was that the very extensive costs in time and money to convert the nationwide bank- ing and ...
1327. lappuse
... operation in the United States today . One is the daily balance order , or daily net- ting system , which is employed by the ... operations , triggered by the transmission of an order to the trading floor , and following through all the ...
... operation in the United States today . One is the daily balance order , or daily net- ting system , which is employed by the ... operations , triggered by the transmission of an order to the trading floor , and following through all the ...
1329. lappuse
... operations are quite simple . Brokerage firms maintain shares of eligible securities on deposit in their CCS accounts . These accounts are credited with the number of shares deposited , and stock certificates representing these shares ...
... operations are quite simple . Brokerage firms maintain shares of eligible securities on deposit in their CCS accounts . These accounts are credited with the number of shares deposited , and stock certificates representing these shares ...
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Bieži izmantoti vārdi un frāzes
accounts action agency amendments American Bankers Association American Stock Exchange antitrust Association authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Budget Bureau CASEY certificateless Chairman clearance clearing system Commission's Committee cost CUSIP customers Dealers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures punch card question record registrant regulation regulatory request responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate Subcommittee submitted tion trading transfer agent violations York Stock Exchange
Populāri fragmenti
1678. lappuse - ... to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges, and, in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism of a free and open market...
1639. lappuse - Commission, the New York Stock Exchange, and the National Association of Securities Dealers.
1809. lappuse - To conduct research in the development of improved plans of administrative management, and to advise the executive departments and agencies of the Government with respect to improved administrative organization and practice.
1548. lappuse - If we can be of further assistance, please do not hesitate to call on us. Sincerely yours, ROBERT F.
1811. lappuse - The officers of the Department of Justice, under the direction of the Attorney General...
1678. lappuse - The rules of the association are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade...
1481. lappuse - Exchange ; any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so listed or approved ; or any warrant or right to purchase or subscribe to...
1811. lappuse - Congress the necessary resources of flexibility and practicality, which will enable it to perform its function in laying down policies and establishing standards, while leaving to selected instrumentalities the making of subordinate rules...
1811. lappuse - ... on behalf of the United States, procure the proper evidence for, and conduct, prosecute, or defend all suits and proceedings in the Supreme Court and in the Court of Claims, in which the United States, or any officer...
1811. lappuse - The Congress is not permitted to abdicate or to transfer to others the essential legislative functions with which it is thus vested.