Study of the Securities Industry: Serial No. 92-37bU.S. Government Printing Office, 1971 - 4623 lappuses |
No grāmatas satura
1.–5. rezultāts no 97.
1320. lappuse
... involved , and weigh that against the servicing of their securities transactions by tying in with a few regional depositories , they will find that the latter course is better . In any event , our objective is that all members of the ...
... involved , and weigh that against the servicing of their securities transactions by tying in with a few regional depositories , they will find that the latter course is better . In any event , our objective is that all members of the ...
1325. lappuse
... involved only New York Stock Exchange member brokerage firms and New York Stock Exchange listed stocks . During 1970 , banks began effecting deliveries and receipts through their CCS accounts . In late 1970 and early 1971 , some 960 ...
... involved only New York Stock Exchange member brokerage firms and New York Stock Exchange listed stocks . During 1970 , banks began effecting deliveries and receipts through their CCS accounts . In late 1970 and early 1971 , some 960 ...
1329. lappuse
... involved in handling , accounting , assignment and delivery of share certificates . The plan also provides for the elimination of due bills for inter - pilot firm deliveries , more effective control of dividend payments , and for ...
... involved in handling , accounting , assignment and delivery of share certificates . The plan also provides for the elimination of due bills for inter - pilot firm deliveries , more effective control of dividend payments , and for ...
1330. lappuse
... involved only New York Stock Exchange member brokerage firms and NYSE - listed stocks . During 1970 , banks began effecting deliveries and receipts through their CCS accounts , although they were unable to leave securities on deposit in ...
... involved only New York Stock Exchange member brokerage firms and NYSE - listed stocks . During 1970 , banks began effecting deliveries and receipts through their CCS accounts , although they were unable to leave securities on deposit in ...
1336. lappuse
... involved in any changeover - member firms , listed com- panies , banks , transfer agents , banknote manufacturers and the Securities and Exchange Commission . Shortly thereafter , a number of objections to the SIP proposal began to sur ...
... involved in any changeover - member firms , listed com- panies , banks , transfer agents , banknote manufacturers and the Securities and Exchange Commission . Shortly thereafter , a number of objections to the SIP proposal began to sur ...
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Bieži izmantoti vārdi un frāzes
accounts action agency amendments American Bankers Association American Stock Exchange antitrust Association authority automated banks BASIC Bevis Board of Governors broker-dealers brokerage firms brokers Budget Bureau CASEY certificateless Chairman clearance clearing system Commission's Committee cost CUSIP customers Dealers delivery depository system effect elimination Exchange Commission Exchange's Executive Federal Federal Trade Commission filed Haack handling hearings HOWLAND implementation incorporation interest investors issues letter machine-readable certificate MCCOLLISTER member firms membership ment Merrill Lynch million Moss mutual fund NASD NASDAQ NYSE offer of settlement operations organization over-the-counter PAINTER participation present President problems procedures punch card question record registrant regulation regulatory request responsibility rules SCI-TEK Section Securities and Exchange Securities Exchange Act securities industry securities markets securities transactions self-regulation self-regulatory SIPC SPORKIN statement stock certificate Subcommittee submitted tion trading transfer agent violations York Stock Exchange
Populāri fragmenti
1678. lappuse - ... to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges, and, in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism of a free and open market...
1639. lappuse - Commission, the New York Stock Exchange, and the National Association of Securities Dealers.
1809. lappuse - To conduct research in the development of improved plans of administrative management, and to advise the executive departments and agencies of the Government with respect to improved administrative organization and practice.
1548. lappuse - If we can be of further assistance, please do not hesitate to call on us. Sincerely yours, ROBERT F.
1811. lappuse - The officers of the Department of Justice, under the direction of the Attorney General...
1678. lappuse - The rules of the association are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade...
1481. lappuse - Exchange ; any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so listed or approved ; or any warrant or right to purchase or subscribe to...
1811. lappuse - Congress the necessary resources of flexibility and practicality, which will enable it to perform its function in laying down policies and establishing standards, while leaving to selected instrumentalities the making of subordinate rules...
1811. lappuse - ... on behalf of the United States, procure the proper evidence for, and conduct, prosecute, or defend all suits and proceedings in the Supreme Court and in the Court of Claims, in which the United States, or any officer...
1811. lappuse - The Congress is not permitted to abdicate or to transfer to others the essential legislative functions with which it is thus vested.