"

U.S. Congress, House. Committee on Interstate
and Foreign Commerce. Subcommille on
Commerce and
Part 3 Finance.

STUDY OF THE SECURITIES INDUSTRY

HEARINGS

BEFORE THE

SUBCOMMITTEE ON COMMERCE AND FINANCE

OF THE

COMMITTEE ON

INTERSTATE AND FOREIGN COMMERCE

HOUSE OF REPRESENTATIVES

NINETY-SECOND CONGRESS

FIRST SESSION

OCTOBER 18, 19, 20, 26, 27; NOVEMBER 16, 17, 1971

Serial No. 92-37b

Printed for the use of the

Committee on Interstate and Foreign Commerce

U.S. GOVERNMENT PRINTING OFFICE

67-228 O

WASHINGTON: 1972

For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington, D.C. 20402 - Price $2.25