Study of the Securities Industry: Hearings, Ninety-second Congress, First [and Second] Session[s].U.S. Government Printing Office, 1971 - 4623 lappuses |
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accounts action activities additional adopted agency amendments Association authority banks BASIC basis believe Board brokerage brokers Bureau central Chairman clearance clearing Commission Committee companies concerned Congress continue Corporation cost Court customers depository designed determine direct discussion effect elimination established Executive existing fact Federal firms functions funds further going Governors handling hearings House incorporation indicated institutions interest investors involved issues legislation letter major matter meeting million Moss NASD NASDAQ necessary NYSE operations organization PAINTER participation period position present President problems procedures proposed question reason received recommendation record regional registrant regulation regulatory representatives request respect responsibility result rules securities industry settlement Special statement stock certificate Subcommittee submitted tion trading transactions transfer Trust York Stock Exchange
Populāri fragmenti
1678. lappuse - ... to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to provide safeguards against unreasonable profits or unreasonable rates of commissions or other charges, and, in general, to protect investors and the public interest, and to remove impediments to and perfect the mechanism of a free and open market...
1639. lappuse - Commission, the New York Stock Exchange, and the National Association of Securities Dealers.
1809. lappuse - To conduct research in the development of improved plans of administrative management, and to advise the executive departments and agencies of the Government with respect to improved administrative organization and practice.
1548. lappuse - If we can be of further assistance, please do not hesitate to call on us. Sincerely yours, ROBERT F.
1811. lappuse - The officers of the Department of Justice, under the direction of the Attorney General...
1678. lappuse - The rules of the association are designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade...
1481. lappuse - Exchange ; any other security of the same issuer which is of senior or substantially equal rank; any security called for by subscription rights or warrants so listed or approved ; or any warrant or right to purchase or subscribe to...
1811. lappuse - Congress the necessary resources of flexibility and practicality, which will enable it to perform its function in laying down policies and establishing standards, while leaving to selected instrumentalities the making of subordinate rules...
1811. lappuse - ... on behalf of the United States, procure the proper evidence for, and conduct, prosecute, or defend all suits and proceedings in the Supreme Court and in the Court of Claims, in which the United States, or any officer...
1811. lappuse - The Congress is not permitted to abdicate or to transfer to others the essential legislative functions with which it is thus vested.
Bibliogrāfiskā informācija
| Nosaukums | Study of the Securities Industry: Hearings, Ninety-second Congress, First [and Second] Session[s]. Grāmatas Study of the Securities Industry: Hearings Before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Ninety-second Congress, First [and Second] Session[s] 3. daļa. sējums, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Grāmatas Study of the Securities Industry: Hearings, Ninety-second Congress, First [and Second] Session[s] 3. daļa. sējums, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance |
| Autors | United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance |
| Izdevējs | U.S. Government Printing Office, 1971 |
| Oriģināls no | Kongresa bibliotēka |
| Digitalizēta | 12.1.2007 |
| Apjoms | 4623 lappuses |
| Eksportēt avotu | BiBTeX EndNote RefMan |