Foreign Bank Secrecy, Hearing Before the Subcommittee on Financial Institutions of ..., 91-2 on S.3678 and H.R. 15073 ..., June 8, 9, 10 and 11, 19701970 - 350 lappuses |
No grāmatas satura
1.–5. rezultāts no 99.
2. lappuse
... person for whom it is acting or certifies that it is not acting for a U.S. citizen or resident . This provision ... person's identity to the U.S. broker - dealer with whom the transaction is ultimately effected . This provision will ...
... person for whom it is acting or certifies that it is not acting for a U.S. citizen or resident . This provision ... person's identity to the U.S. broker - dealer with whom the transaction is ultimately effected . This provision will ...
4. lappuse
... persons maintaining or authorized to act 12 with respect to accounts therein , have been of particular 13 value in ... person having an account with the bank 24 and of each individual authorized to sign checks , make with- 25 drawals ...
... persons maintaining or authorized to act 12 with respect to accounts therein , have been of particular 13 value in ... person having an account with the bank 24 and of each individual authorized to sign checks , make with- 25 drawals ...
9. lappuse
... person to comply with any regulation of the Secretary 6 under this chapter . 7 § 125. Civil penalties 8 ( a ) For each willful violation of any regulation under this chapter , the Secretary may assess upon any person to 10 which the ...
... person to comply with any regulation of the Secretary 6 under this chapter . 7 § 125. Civil penalties 8 ( a ) For each willful violation of any regulation under this chapter , the Secretary may assess upon any person to 10 which the ...
11. lappuse
... person . 7 ( d ) The term " person " includes individuals , partner- 8 ships , trusts , estates , associations , corporations , and all other 9 entities cognizable as legal personalities . 10 ( e ) The term “ financial institution ...
... person . 7 ( d ) The term " person " includes individuals , partner- 8 ships , trusts , estates , associations , corporations , and all other 9 entities cognizable as legal personalities . 10 ( e ) The term “ financial institution ...
12. lappuse
... person which does business as a financial institution 18 in any place subject to the jurisdiction of the United States . ( g ) The term " financial agency " means any person 19 20 which acts in the capacity of a financial institution or ...
... person which does business as a financial institution 18 in any place subject to the jurisdiction of the United States . ( g ) The term " financial agency " means any person 19 20 which acts in the capacity of a financial institution or ...
Bieži izmantoti vārdi un frāzes
abroad amended American banks authority Bahamas Bernard Cornfeld bill borrow broker-dealer brokerage Chairman checks Committee CORP corporation crime criminal currency deposit disclose disclosure dollars domestic effect Eurodollar Exchange Commission Federal Reserve Board filed financial institutions foreign bank accounts foreign financial agency foreign investment Fund of Funds illegal income interest Internal Revenue Service international transactions investigation Investment Company Investors Overseas Services involved law enforcement legislation lender loans margin requirements ment million monetary instruments MORGENTHAU mutual funds National Bank penalty persons provisions purchase purpose recordkeeping records registered regulatory reporting requirements ROSSIDES secrecy laws secret foreign bank Secretary Securities and Exchange Securities Exchange Act sell Senator BENNETT Senator PROXMIRE shares statement Swiss bank Switzerland tax evasion testimony tion trade Treasury U.S. banks U.S. citizens U.S. dollar U.S. securities United violation WILSON York York Stock Exchange
Populāri fragmenti
206. lappuse - Board, on the ground that the testimony or evidence required of him may tend to incriminate him or subject him to a penalty or forfeiture ; but no Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for...
286. lappuse - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
17. lappuse - Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or...
339. lappuse - ... have a high degree of usefulness in criminal, tax, or regulatory investigations or proceedings...
172. lappuse - Act, the expressed purpose of which is to require records to be maintained because they "have a high degree of usefulness in criminal, tax, and regulatory investigations and proceedings.
113. lappuse - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...
113. lappuse - ... any person directly or indirectly controlling, controlled by, or under common control with, such other person...
147. lappuse - ... willfully fails to pay such estimated tax or tax, make such return or declaration, keep such records, or supply such information, at the time or times required by law or regulations...
97. lappuse - ... by the use of means and instruments of transportation and communication in interstate commerce and of the mails...
105. lappuse - The doctrine of primary jurisdiction, like the rule requiring exhaustion of administrative remedies, is concerned with promoting proper relationships between the courts and administrative agencies charged with particular regulatory duties.