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the members of this group owned substantially in excess of 10% of the outstanding common stock of Bath Industries. Beginning March 31, 1969, Madison Fund and MAD International substantially increased their holdings of Bath preferred and common stock; however, these entities never filed the report required under the recent takeover amendments to the Exchange Act—a socalled Schedule 13D reflecting these purchases. In addition, Hambros Bank and various of its representatives, including other foreign banks, increased their holdings significantly.

The piaintiffs, who are officers and directors of Bath Industries, filed a complaint alleging that the defendants failed to file a Schedule 13D with the Commission and that the attempt to obtain control of the Board was, therefore, illegal. The Court held that the defendants (including Hambro American Bank, Hambros Bank, Ltd., MAD International and Banque de Paris) constituted a "group" which acted together for the purpose of acquiring or holding the securities of Bath, as such group is defined by Section 13(d) (3) of the Exchange Act, and which beneficially owned, directly or indirectly, more than 10% of Bath common stock. The Court concluded that members of the group agreed to pool their voting interests in Bath and to act in secrecy to carry out their plans. Since a Schedule 13D filing was not made, the Court enjoined this attempt to take over Bath's Board of Directors.

[blocks in formation]

COMBINED HOLDINGS FOF PROP FUNDS LTD, IIT FUND, FONDITAL IA, TOS VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURE:S FUND, REGENTS FUND

TOTAL
POSITION

NAME

OUTSTANDING

SHARES

FUNDS HOLDING

PERCNT
OWNED

+ 5.02

0.06
2.12
0.40
2.04
01.0
0.0
0.14

2,77
€ 4.48

0.0
1.38
n.16

2.49
*36.15

n.19
0.96
3.23
0.02
0.71
2.95
0.36
0.05
0.7
2.60
2.02
2.17
0.12
0.15
0.01
0.0
9.0
0.0

6.94
• 0,82
0.32
2.15
0.05
0.0
0.37

AHK CORP
A 11 PINC
A P I CORP COM
A3ACUS FD CM
ABROTT LABORATORIES COM
AONRESSO GRAPH MULTI. 4 3/ 4/88
AERTEL APPLICATION CORP
AGUIRPE SUGAR CO COM
AILEEN INC COM
ALASKA AIRLINES COM
ALASKA INTEPSTATE CO.
ALBERTA GAS TRUNK LINE CO COM
ALLOYS UNLIITED INC
ALMINEX LTD CAP
AMBAC. INTERNATIONAL 5 1/2/83
AMERA OA HESS CORP $3.50 CV PFD
AMERADA HESS CORP
AMER AGRONOMICS
AMER AIRLI S INC COON
AMER BANK NOTE CO COM
AMERICAN BRANDS INC.
AMCO DISTRICT TELEGRAPH COM
AMEF HOSPITAL SUPPLY CORP COM
AMER INTL REINSURANCE
AMFPICAN MEDICAL ENTERPRISES I
AMEP MOTOR INNS COM
AMER PETROFINA INC CL A COM
AMEA SHELTING + REF COM
AMEP TECHNICAL IND INC.
AMEP TEL+TEL CO CAP
AHER TEL + TEL 2 5/8/86
AMER TEL + TEL 2 7/8/87
AMER TEL + TEL 2 3/4/75
AMERICAR INC
AMOCO 5 1/2/34
AMDEX CORP COM
AMREP CORP
ANCHOR HOCKING CORP
ANTHONY KANE INC.
APCO OIL CONV 6/89

454465.

730.
30000.
10103.

5000.
50000.
70 000.

3490.
17702.
80000.

500.
40000.
40000.
190000.
3615000.

200C.
91600.
42.160.

3500.
9400.
15000.
1900'.
150no.

7700.
77000.
36500.
165000.
35000.

1900.
28001).
300000.
150000.
100000.

64071.
41 C000.
34300.
63800.
3500.
4000.
75000.

9048000.
12?26000.
1485000.
25200CC.
13491000.

0.

0.
1429000.
23n2000.
178,00n.

0.
2893000.
4626000.

7644 OCO.
10000000
1 C432000.
10646009.

1300000.
20238000.

131 7000.
27514000.

52700CO.
32135000.

0.
2963000.
1804000.
7602000.
29146000.

1285000.
549264000.

SIT
MER IVN

RGT
OFA SLW

IIT
WLK
IVN
OF A
WAG
IIT
GNM
RGT
RGT
RGT
IIT

WAG
HDG IVN

GRO
OF A
RFL
ROT
RGT

IT
MED HOG

IIT
MED
IIT
RGT

SIT
WAG MER

GNM
GNM
GMM
ROV

IIT
GRO WLK MER

MED
GNM
OF A
ERO

[blocks in formation]

COMRINEC HOLDINGS FOF PROP FUNDS LTD, TIT FUND, FORDITALIA, IOS VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURES FUND, REGENTS FUND

OUTSTANDING

FUNDS HOLDING

1256000,
29198000.
15nor000.

6640000.
2CA17000.

63C000.
1685000.
2304 70CO.
39250000.
4081000.
1291000
1624 000.
243 A000.
287370CO.

505000.
6372000.
1943000.

898 000.
22970 CO.
171 300C
12702000.
3463000.
67C40CO.
21606000.
30990 CO.

29900C.
19500000.
20000CO.
3156000.

09/25/69

PERCNT
OWNED

TOTAL
POSITION

NAME

SPARES

n. 40
0.24
9.33
0.15
0.42

1.83
.6.11

0.30
1.73
0.45
0.46
n.96
0.14
0.06
0.10
2.39
0.26
0.0
3.01
0.72
0.29
0.02
1.74
1.27
0.23

1.23
• 7.63

0.13
2.50
0.56

ARCTIC ENTERPRISES
ARTIC0 STEEL CORP COM
ASAHI CHEWICAL 6 1/4 84 SF DEB
ASAMERA OIL CAP
ASHLAND OIL + REF CCM
ASSOC.MTGE.INV. SHS BEN INT
ATHLONE IMUSTRIES INC
ATHLONE IND $35.CON V DEB
ATLANTIC RICHFIELD COM
ATLAS CHEM INDUSTRIES COM
AUGAT INC
AUTOMATIC DATA PROCESSING COM
AUTOMATIC RADIO MEG CO INC COM
AVON PRODUCTS COM
RJ 9 GRAPHICS
BABBITTAT CO INC COM
EK OF TOKYO OF CAL SAN FRAN CA
BAUKNO MINES LTD. FOREIGN
HAP PARA LYNN STOPES COM
BARBER OIL CORP CAP
BARRY WRIGHT CORP COM
3AXTER LABORATORIES INC COM
BECKMAN INSTRUMENTS INC COM
PELCO PETROLEUM CORP COM
BENGUET CONSOL FORFIGN
BFVFPLY ENTERPRISES
BICKSOPOS INC COM
901 SE CASCADE CORP COM
BOMBADATES LTD CLASS A
BOW VALLEY INC.
BRAMEDA RESOURCES LTD.
ARANIFF AIRWAYS CAP
BRILUND MINES
ARISTOL MYERS 4 1/2/80
ARUCKWAY GLASS CO CL A COM
24 STUGHS CORP COM
ANITTES GASOIL CO COM
NIHAHAN MINING CORP COM
VARAOSAN BRITISH ALUMINIUM CO

AVATAN HIMF STEAD OILS CAP

5030.
70000.
57000.
1000).

350.
11510.
102933.

69400.
286000.
18200.
600C.
1000.
1000.
17500.

560.
25000.

5000.
1500.
27C20.
4570.
5000.
300C.
60400.
95000.
50500.
35000.
22800.
25000.
50000.
17900.
10000.

1070.
79100.
130000.
28885.
9500.
400O.
86400.
61800.
34900.

0.
1 TAR8000.
3975000.

IVN
IIT
ERO
MGL
GNM
CVN
ALG

ALG
IIT IVN REL
HDG MER

RFL
CVN
I VN
IIT
MED
RFL
HOG
CVN

OG
CVN
OF A

MER
MED IVN

WAG

WAG
MED IVY

GRO
MER RFL RGT

RGT
PGT
RGT

MER
IIT WAG

WLK
RFL
ALG
MER
I VN
RGT
RGT

0.

2377000.
16517000.
32910CC.
3351000.
4589000.
3522000.

COMBINED HOLDINGS FOF PROP FUNDS LTD, TIT FUND, FONDITALIA, IOS VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURES FUND, REGENTS FUND

OUTSTANDING

FUNDS HOLDING

07/25/69

PERCNT
OWNED

TOTAL
POSITION

NAME

SHARES

* 4.68

C.66
0.14
0.43
0.79
0.15
0.05
0.19
0.35
0.0

3.29
# 5.24
* 9.69

3.13
1.04
4.79
C.06
0.35
1.37
0.14

0.94
*43.97

0.95
0.59
0.0
0.0
2.06
0.75
0.38
0.01
0.01
0.02
0.15
.n.62

0.30
5.99
6.69
1.72
1.37

CANADIAN HYDROCARBONS LTO COM
CANADIAN INDUSTRIAL GAS+O IL CO
CANADIAN PACIFIC RR COM
CAPITAL CITIES FROADCAST COM
CAPITOL INDUSTRIES
CAPITOL PPONUCTS CORP COM
CARTER WALLACE INC COM
CERRO COR? CON
CERTAIN TEED PRODUCTS COM
CESSNA AIRCRAFT 3 7/8/92
CHARTER COMPANY WARRANTS
CHARTER COMPANY OF FLORIDA
CHEMICAL + POLLUTION SCIENCES
CHE SAPEAKE INDS.
CHRYSLER INTERNATIONAL 43/4/88
CIRCUIT FOIL CORP COM
CITIES SERVICE CO COM
CITY INVESTING CO COM
CODEX
COMMERCIAL ALLIANCE UNITS
CoinMONORE BUSINESS MACH.FOR.
COMMON HEALTH OVERSEAS 5 3/4/84
COMMONWEALTH UNITED 6/83
COMPUTER COMPLEX UNITS
COMPUTER SCIENCES 6/94
COMPUTER TECHNOLOGY
COMPUTER SCIENCES CORP COM
COMPUTING + SOFTWARE INC
CONSOL OIL + GAS INC COM
CONTINENTAL CAN COM
CONTINENTAL CONNECTOR CORP
CONTPOL DATA CORP COM
CROWN ZELL EPOACH COM
CUMMINGS INTL FINANCE 5 1988
DMH CORPORATION
DWG CONV DEB 5 1/2/94
DASHEW BUSINESS MACHINES INC
DATA DOCUMENTS INC
DELHI AUSTRALIAN PET
DELHI MANUFACTURING CORP UNITS

100050.
110000.
20000.
251100.
32500.
2503.
4000.
15100.
140CO.
50000.
16470.
117850.
21700.

31499.
625000.

56821.
18360.
67999.
10000.

209.
10600.
13190000.
200000.

2000.
2205000.

16000.
98700.
23000.
20090.
1000.

100.
3002.
22500.
125000.

4000.
2887500.
8000N.

8000.
4 3100.
8000.

21360CO.
16556000.
14332000.
574 80CO.
4179000.
1700OCO.
75440CO.
7749000
3993000.

0.
500OCO.
2248000.

224005.
1305000.
6 0000000.

1185000.
29561000.
19555 000.

7280CO.
150000.
1123000.
30000000.
21000000.
340000

0.

0.
4799000.
3056000.
5313000.
19824000.

845060.
14104000.
15378000.
20000000.

1341000.
48190000.
1195000.

465000.
3149000.
150000.

RGT

T
RGT

RGT
WAG WLK MED IVN

MER
MER
TMP
IIT
WLK

GRU
GRO MED IVN

MED
GRO

ERO
ALG SLW

WAG
GRO SLW GNIA

HDG
GRO

ALG
IIT ERO

ERO

MGL
MED IVN

IVN
OFA MED IVN

GRO
RGT
MER
HD G
HDG
RGT
ERO
SLW
IIT
GRO
RFL
KOG
GRO

COMBINED HOLDINGS FOF PROP FUNDS LTD, IIT FUND, FONDITALIA, IOS VENTURE FUND OF CANADA,

IOS INTERNATIONAL VENTURES FUND, REGENTS FUND

OUTSTANDING

[blocks in formation]

2632000.
1888000.
3082000.
284 9000.
908100n.
1954000.
1606000.
3358000.

4400 00.
231 3000.
261 3000.
1500000.
2737000.
6822000.
1540000.
1620000.-
51156000.

0.
2573000.
21 70000.

0.

0.
2495000.
1217000.
96 200C.
82 2000.

0.
0.

0.
434 80CO.
4905000.
694 8000.
10000000.
9596000.
2000000.
1493000.
2762000.

0.

09125/69

PEPCNT,
OWNED

TOTAL
POSITION

SHAR ES

NAME

1.54
1.01
1.30
0.61
0.66
2.05
0.44
2.49
1.84

0.39
* 9.15

2.01
0.37
0.52
1.11
3.08
0.73
0.0
0.21
0.03
0.0
0.0
0.20
1.87
1.30
2.46
0.0
0.0
0.0
2.50
0.1A

3.96
*10.00
- 0.33
0.22
0.10
0.73
0.0
0.61
0.0

DEL TONA CORP COM
DENTSPLY INTL INC %DELO
DI GIORGID CORP
DIEBOLD INC COM
DIGITAL EQUIPMENT CORP COM
DIXILYN CORP CUM
DOLLY MADISON INDUSTRIES COM
DIME PETRILFUM LTD COM
DOMESTIC AIR EXPRESS
DORSEY CORP COM
OREW NATIONAL CORP
DYNASONICS CORP
DYNASTY EXPLORATIONS
ECKERD CRUGS AFFLA COM
ECK MAF CORP COM
EL8A SYSTEMS
ELECTRIC + MUSIC IND LTD FOR
ELECTRONIC ARRAYS INC. FRES.
ELECTRONIC ASSOCIATES COM
ELECTRONIC MEMORIES
ELECTRONIC MEMORIES 4 1/2/88
ELECTRONIC MEM + MAGNETICS CP.
ELECTRONICS CAPITAL CORP COM
EMPIRE FINANCIAL CORP
ENERGY CONVERSION DEVICES
ESCUIRE RADIO+ ELECTRONICS COM
ESTATES INC
EXPIDITERS SYSTEMS
EXTRACORPOREAL MEDICAL SPECL ST
FAIRCHILD CAMERA + INSTRUMENT
FALCONBRIDGE NICKEL MINES FGN
FAMOUS PLAYERS CANADIAN LTD FG
FARRINGTON OVERSEAS 5 1/2/88
FEDDERS CORP COM
FEDERAL CO
FEDERAL NATL MTGE ASSN COM
FEDERAL PACIFIC ELEC CO COM
FIBREBOARD CORP WTS
FIRST CHARTER FINANCIAL COM
FIRST GENL REAL ESTATE 7% GRESO

4 0600.
19000.
40000.
19500.
60000.
40000.

700n.
83700.
81CO.

9100.
239000.
30200.
10000.
35700.
17100.
49850.
372800.
50000.
5500.

700.
4225000.

8200.
5000.
22800.
12500.
20400.
18000.
11500.

9200.
108600.

9000.
274900.
1000000.
31 700.
4500.

1500.
20100.

3100.

59900. 13300000.

0. 9871000.

MED

IIT
MED IVN RFL

IVN
GRO MED IVN

CVN
CVN
ROV

HDG
GRO HOG
MED MER IVN
GNM RGT

IIT

ERO
IIT MER

SLW
IVA
RFL

OF A
MED IVN RGT

IIT IVN

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