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COMPUTERS AND INTELLECTUAL PROPERTY

HEARINGS

BEFORE THE

SUBCOMMITTEE ON

COURTS, INTELLECTUAL PROPERTY,
AND THE ADMINISTRATION OF JUSTICE

OF THE

COMMITTEE ON THE JUDICIARY
HOUSE OF REPRESENTATIVES

ONE HUNDRED FIRST CONGRESS

FIRST AND SECOND SESSIONS

NOVEMBER 8, 1989, AND MARCH 7, 1990

Serial No. 119

Printed for the use of the Committee on the Judiciary

33-652

U.S. GOVERNMENT PRINTING OFFICE
WASHINGTON: 1991

For sale by the Superintendent of Documents, Congressional Sales Office
U.S. Government Printing Office, Washington, DC 20402

87 444ST XL
2154

10/92 53-005-00

COMMITTEE ON THE JUDICIARY

JACK BROOKS, Texas, Chairman

ROBERT W. KASTENMEIER, Wisconsin
DON EDWARDS, California
JOHN CONYERS, JR., Michigan
ROMANO L. MAZZOLI, Kentucky
WILLIAM J. HUGHES, New Jersey
MIKE SYNAR, Oklahoma
PATRICIA SCHROEDER, Colorado
DAN GLICKMAN, Kansas

BARNEY FRANK, Massachusetts
GEO. W. CROCKETT, JR., Michigan
CHARLES E. SCHUMER, New York
BRUCE A. MORRISON, Connecticut
EDWARD F. FEIGHAN, Ohio
LAWRENCE J. SMITH, Florida
HOWARD L. BERMAN, California
RICK BOUCHER, Virginia

HARLEY O. STAGGERS, JR., West Virginia

JOHN BRYANT, Texas

BENJAMIN L. CARDIN, Maryland

MEL LEVINE, California

GEORGE E. SANGMEISTER, Illinois

CRAIG A. WASHINGTON, Texas

HAMILTON FISH, JR., New York
CARLOS J. MOORHEAD, California
HENRY J. HYDE, Illinois

F. JAMES SENSENBRENNER, JR.,
Wisconsin

BILL MCCOLLUM, Florida

GEORGE W. GEKAS, Pennsylvania
MICHAEL DEWINE, Ohio

WILLIAM E. DANNEMEYER, California
HOWARD COBLE, North Carolina

D. FRENCH SLAUGHTER, JR., Virginia
LAMAR S. SMITH, Texas

CHUCK DOUGLAS, New Hampshire
CRAIG T. JAMES, Florida

TOM CAMPBELL, California

WILLIAM M. JONES, General Counsel
ROBERT H. BRINK, Deputy General Counsel
ALAN F. COFFEY, JR., Minority Chief Counsel

SUBCOMMITTEE ON COURTS, INTELLECTUAL PROPERTY, AND THE ADMINISTRATION OF

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Branscomb, Anne Wells, Esq., research associate, program on information

resources policy, Harvard University, and adjunct professor of international

law, Fletcher School of Law and Diplomacy, Tufts University.....

Bricklin, Daniel S., president, Software Garden, Inc.......

Curlin, James W., Manager, Communication and Information Technologies,

Office of Technology Assessment.

Fultz, Keith O., Director, Planning and Reporting, Resources Community and

Economic Development Division, General Accounting Office....

Gilbert, Steven W., vice president, Educom, and director, Educom Software

Initiative, accompanied by Brian Kahin, Esq., affiliated with research pro-

gram of communications policy, Massachusetts Institute of Technology.

Kapor, Mitchell D., chairman and chief executive officer, ON Technology, Inc.

Lemberg, Thomas M., Esq., vice president and general counsel, Lotus Develop-

ment Corp., on behalf of the Software Publishers Association

Oman, Ralph, Register of Copyrights, Library of Congress..

Raskind, Leo J., professor of law, University of Minnesota

Reiling, Ronald T., chairman, Proprietary Rights Committee, Computer and

Business Equipment Manufacturers Association [CBEMA], and manager,

intellectual property programs, Digital Equipment Corp., accompanied by

Ingrid Voorhees, director, domestic policy, CBEMA

Samuels, Jeffrey M., Acting Commissioner, Patent and Trademark Office,

U.S. Department of Commerce...

Samuelson, Pamela, visiting professor of law, School of Law, Emory Univerity

Wessell, Milton R., adjunct professor of law, Georgetown University Law

Center..

LETTERS, STATEMENTS, ETC., SUBMITTED FOR THE HEARINGS

Branscomb, Anne Wells, Esq., research associate, program on information

resources policy, Harvard University, and adjunct professor of international

law, Fletcher School of Law and Diplomacy, Tufts University: Prepared

statement with attachment..

Bricklin, Daniel S., president, Software Garden, Inc.: Prepared statement......

Curlin, James W., Manager, Communication and Information Technologies,

Office of Technology Assessment: Prepared statement with attachment......

Fultz, Keith O., Director, Planning and Reporting, Resources Community and

Economic Development Division, General Accounting Office: Prepared

statement..

Gilbert, Steven W., vice president, Educom, director, Educom Software Initia-
tive: Prepared statement with attachments

118

Kapor, Mitchell D., chairman and chief executive officer, ON Technology,
Inc.: Prepared statement.

Lemberg, Thomas M., Esq., vice president and general counsel, Lotus Develop-
ment Corp., on behalf of the Software Publishers Association: Prepared
statement...

Moorhead, Hon. Carlos J., a Representative in Congress from the State of
California: Letter from Chairman Kastenmeier and Mr. Moorhead to Hon.
Carla Hills, U.S. Trade Representative (February 21, 1990)....
Office of Technology Assessment, Communmications and Information Tech-
nologies Program: Staff Paper on Intellectual Property Protection for Com-
puter Software (November 2, 1989), with attachment (November 6, 1989)....
Oman, Ralph, Register of Copyrights, Library of Congress: Prepared
statement.

Raskind, Leo, J., professor of law, University of Minnesota: Prepared
statement.

Reiling, Ronald T., chairman, Proprietary Rights Committee, Computer and
Business Equipment Manufacturers Association, and manager, intellectual
property programs, Digital Equipment Corp.: Prepared statement with at-
tachments

Samuels, Jeffrey M., Acting Commissioner, Patent and Trademark Office,
Department of Commerce: Prepared statement...

Samuelson, Pamela, visiting professor of law, School of Law, Emory Univer-
ity: Prepared statement

Wessell, Milton R., adjunct professor of law, Georgetown University Law
Center: Prepared statement with attachment.......

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APPENDIXES

Appendix 1.-Additional statements...

431

Professor Gideon Frieder, dean, School of Computer and Information
Science, Syracuse University

431

Software Publishers Association

435

Richard Stallman, president, League for Programming Freedom,
Cambridge, MA.

444

Amdahl Corp., Sunnyvale, CA.

457

NCR Corp., Dayton, OH.

471

482

Appendix 2.-Additional materials submitted by witnesses

Anne Wells Branscomb:

"Nurturing Creativity in a Competitive Global Economy: Intellectual
Property and New Technology" (draft), Program on Information
Resources Policy, Center for Information Policy Research, Harvard
University (1988)..

"Computer Software: Protecting the Crown Jewels of the Information
Economy" (1989)..

482

539

Milton R. Wessel: "Alternative Dispute Resolution for the Socioscientific
Dispute," 1 J. L. & Tech, 1-29 (1986).

562

Pamela Samuelson: "Protecting User Interfacers Through Copyright: The
Debate," Association for Computing Machinery (1989)..

577

Leo J. Raskind: "The Continuing Process of Refining and Adapting Copyright Principles," 31 German Yearbook of International Law 478509 (1989)....

584

Ralph Oman: Letter from Richard E. Glasgow, Assistant General Counsel, Copyright Office, to Hon. Robert W. Kastenmeier (May 1, 1987), with attachments

616

Jeffrey M. Samuels:

Letter from Hon. Robert W. Kastenmeier to Hon. Donald Quigg,
Assistant Secretary of Commerce and Commissioner of Patents and
Trademarks (October 18, 1989)......

651

Letter from Hon. Jeffrey M. Samuels, Acting Commissioner of
Patents and Trademarks, to Hon. Robert W. Kastenmeier (Novem-
ber 1, 1989), with attachments.

653

Keith O. Fultz:

Letter from Hon. Robert W. Kastenmeier to Hon. Charles A.
Bowsher, Comptroller General of the United States (July 19, 1989)..
General Accounting Office, Report to the Chairman, Subcommittee
on Courts, Intellectual Property, and the Administration of Justice,
"Technology Transfer Copyright Law Constrains Commercializa-
tion of Some Federal Software" (1990).

676

678

James W. Curlin:

Letter from Hon. Jack Brooks, chairman, Committee on the Judici-
ary, Hon. Robert W. Kastenmeier, chairman, Subcommittee on
Courts, Intellectual Property, and the Administration of Justice,
Hon. Hamilton Fish, Jr., ranking minority member, Committee on
the Judiciary, and Hon. Carlos J. Moorhead, ranking minority
member, Subcommittee on Courts, Intellectual Property, and the
Administration of Justice, to Dr. John H. Gibbons, Director, Office
of Technology Assessment, U.S. Congress (March 26, 1990)...
Letter from John H. Gibbons to Hon. Robert W. Kastenmeier (May
16, 1990)....

Appendix 3.-Further printed materials..

729

731

732

World Intellectual Property Organization, "Model Provisions on the
Protection of Computer Software" (1978).

732

Kay, Alan, "Computer Software," 251 Scientific American 53-59 (Sept. 1984)

758

Kahin, Brian, "The Software Patent Crisis," Technology Review 53-58 (April 1990).

765

Stern, Richard H., Keynote Address: "How To Protect New Technology
and Creations," International Symposium on Legal Protection of Com-
puter Software (October 1987)..

Stern, Richard H., "Appropriate and Inappropriate Legal Protection of
User Interfaces and Screen Displays, Part 1," IEEE Micro 84-88 (June
1989).
Stern, Richard H., "Appropriate and Inappropriate Legal Protection of
User Interfaces and Screen Displays, Part 2, Technical Aspects of
Screen Design Raising Legal Policy Issues," IEEE Micro 7-10, 92-94
(August 1989)....

Stern, Richard H., "Appropriate and Inappropriate Legal Protection of
User Interfaces and Screen Displays, Part 3, Copyright Law, the
Courts, and the Copyright Office," IEEE Micro 8, 9, 75-79 (October
1989)

Stern, Richard H., "Appropriate and Inappropriate Legal Protection of
User Interfaces and Screen Displays, Part 4, Screen Display Protection
and Policy Concerns," IEEE Micro 84-89 (December 1989)
Stern, Richard H., "Appropriate and Inappropriate Legal Protection of
User Interfaces and Screen Displays, Part 5, How Different Forms of
Copyright Protection Interact With Policy," IEEE Micro 79-84 (Febru-
ary 1990).

Keplinger, "Computer Software-Its Nature and Its Protection,'
Emory L.J. 483-512 (1981).....

30

771

774

779

786

793

799

805

Hoffman, Gary, Jon Grossman, Patrick Keane, and Jodi Westby, "Protec-
tion for Computer Software: An International Overview: Part 1," 11
European Intellectual Property Rev. 337-44 (1988)....
Hoffman, Gary, Jon Grossman, Patrick Keane, and Jodi Westby, "Protec-
tion for Computer Software: An International Overview: Part 2," 1
European Intellectual Property Rev. 7-13 (1989)..

835

843

Kolata, Gina, "Mathematicians Are Troubled by Claims on Their Rec-
ipes," N.Y. Times, Mar. 12, 1989, at E26, col. 1.
"The Hacker's Return," The Economist, 81 (July 15, 1989).

850

851

Weigner, Kathleen K., and John Heins, “Can Las Vegas Sue Atlantic
City?" Forbes, 130-33, 136-37 (March 6, 1989)...

853

Andrews, Edmund L., "Equations Patented; Some See a Danger," N.Y.
Times, Feb. 15, 1989.

859

Brown, "Comment: The Incompatibility of Copyright and Computer
Software: An Economic Evaluation and a Proposal for a Marketplace
Solution," 66 N.C. L. Rev. 977-1021 (1988)...

862

907

Newell, "Response: The Models are Broken, the Models are Broken!" 47
U. Pitt, L. Rev. 1023-35 (1986)..

Kitagawa, Zentaro, "Legal Protection of Computer Programs in Japan-
One Aspect of Technology Law," WIPO 435E, Intellectual Property in
Asia and the Pacific 73-85 (paper presented at forum, Aug 30-Sept. 1,
1989).

Appendix 4.-Further letters and correspondence....

920

933

Beulick, John S., Clifton Park, NY: Letter to Hon. Robert W.
Kastenmeier (July 1, 1989)

933

Urbanik, Thomas, Madison, WI: Letter to Hon. Robert W. Kastenmeier (September 27, 1989), with attachments..........

935

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