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" To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... "
Special Examination of Freddie Mac: Hearing Before the Subcommittee on ... - 202. lappuse
autors: United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises - 2004 - 254 lapas
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United States Reports: Cases Adjudged in the Supreme Court at ..., 445. sējums

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 lapas
...Only Rules 10b-5 (a) and (c) are at issue here. Rule : Ob-5 (b) provides that it shall be unlawful "[t]o make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
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Decisions and Reports, 31. sējums

United States. Securities and Exchange Commission - 1956 - 926 lapas
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary In order to make the statements made, In the light of the circumstances under which they were made, not...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 lapas
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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Decisions and Reports, 25. sējums

United States. Securities and Exchange Commission - 1953 - 828 lapas
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary In order to make the statements made. In the light of the circumstances under which they were made, not...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
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Decisions and Reports, 23. sējums

United States. Securities and Exchange Commission - 1953 - 824 lapas
...Interstate commerce, or of the malls, . . . (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material The order for hearing raises two principal questions : (a) Whether in the period from October 14, 1943,...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...document the preservation of which has been required pursuant to section 31 (a) or 32 (c). (b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed or...
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Investment Trusts and Investment Companies: Hearings Before a ..., 3. daļa

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 lapas
...correspondence, memorandum, book, paper, or other record kept pursuant to this title. < b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed,...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...correspondence, memorandum, book, paper, or other record kept pursuant to this title. (b) It shall be unlawful for any person to make any untrue statement of a material fact in any registration statement, application, report, account, record, or other document filed,...
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