 No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail,...  The Code of Federal Regulations of the United States of America - 71. lappuse1967Pilnskats - Par šo grāmatu
 | United States. Congress. Senate. Committee on Banking and Currency - 1932 - 576 lapas
...is not participating in the management or direction of, any affiliate formed for the purpose of, or engaged in, the Issue, flotation, underwriting, public...through syndicate participation of stocks, bonds, debentures, notes, or other securities of any sort, and that during the period that the permit remains... | |
 | United States. Office of the Comptroller of the Currency - 1934 - 702 lapas
...with any corporation, association, business trust, or other similar organization engaged principally in the issue, flotation, underwriting, public sale,...through syndicate participation of stocks, bonds, debentures, notes, or other securities. Violation of this section subjects the member bank to a penalty... | |
 | United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Monetary Policy, Banking, and Deposit Insurance - 1935 - 1038 lapas
...corporation or unincorporated association, no partner or employee of any partnership, and no individual* primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities, shall serve at the same time as an officer, director, or employee of any member bank except in limited... | |
 | New York (State) - 1935 - 1282 lapas
...associations pro- tion, business trust, or similar organization engaged principally in wwted. tjle jssue> flotation, underwriting, public sale, or distribution...through syndicate participation of stocks, bonds, debentures, notes or other securities. § 2. Section one hundred and ninety of such chapter is hereby... | |
 | United States. Congress. House. Temporary National Economic Committee - 1939 - 1396 lapas
...any corporation, association, business trust, or any other similar organization engaged principally In the issue, flotation, underwriting, public sale,...through syndicate participation of stocks, bonds, debentures, notes, or other securities.1 Do I understand that you take the position that the Bankers... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1026 lapas
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court - 1947 - 1006 lapas
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1947 - 1000 lapas
...violate the law.1 Section 32 of the Act prohibits, inter alia, any partner or employee of any partnership "primarily engaged in the issue, flotation, underwriting,...participation, of stocks, bonds, or other similar securities" from serving at the same time as an officer, director, or employee of a member bank.2 1 Section 30... | |
 | 1967 - 272 lapas
...service as officers, directors, or employees of Licensees (interpreting § 107.102(d)). The Board of Governors of the Federal Reserve System has ruled...directors, or employees of Licensee companies. (12 CFB 218.103; 25 FB 4427, May 19, 1960.) I Amdt. 10, 30 FB 8776, July 13, 1965] § 107.1019 Acquisition... | |
 | 1968 - 296 lapas
...(d)). The Board of Governors of the Federal Reserve System has ruled that a corpo86-028 — 68 7 ration engaged exclusively in activities permitted under...Licensee companies. (12 CFR 218.103; 25 FR 4427, May 19, 1960.) [Amdt. 10, 30 FR 8776, July 13, 1965] § 107.1019 Acquisition of stock purchase warrants... | |
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