COMMITTEE ON COMMERCE ONE HUNDRED FIFTH CONGRESS For sale by the U.S. Government Printing Office Superintendent of Documents, Congressional Sales Office, Washington, DC 20402 MITTEE ON COMMERCE BLILEY, Virginia, Chairman vania JOHN D. DINGELL, Michigan KAREN MCCARTHY, Missouri Testimony of: Campbell, J. Patrick, C Evensky, Harold, Certi Fink, Matthew P., Presi on behalf of The Bond Levitt, Hon. Arthur, Jr Director, Division of I Director, Division of M mission Lipper, A. Michael, Chai McNabb, F. William, III, Rosenberger, Geoffrey, M Sundaresan, Suresh M., Trzcinka, Charles A., Pr University of New York Volpert, Kenneth E., Pri guard Group Material submitted for the red Crawford, Denise Voigt, trators' Association, Inc Dingell, Hon. John D., of Michigan: Letter dated Septemb man, Securities and man and CEO, Nati Letter dated Septemb James, William H., Senior Comptroller Genera letter dated October 26 responses for the record (II) Campbell, J. Patrick, Chief Operating Officer, NASDAQ Stock Market Eshoo, Hon. Anna Ġ., a Representative in Congress from the State of Evensky, Harold, Certified Financial Planner, Evensky, Brown, Katz & Fink, Matthew P., President, ICI Gardner, Thomas, Co-Founder, The Motley Fool, Inc Hoadley, Frank R., Capital Finance Director, State of Wisconsin, Depart- James, William H., Senior Vice President, Lazard Freres and Company, Levitt, Hon. Arthur, Jr., Chairman; accompanied by Barry P. Barbash, Director, Division of Investment Management; and Richard R. Lindsey, Director, Division of Market Regulation, Securities and Exchange Com- Lipper, A. Michael, Chairman, Lipper Analytical Services ness Trzcinka, Charles A., Professor of Finance, University of Buffalo, State Volpert, Kenneth E., Principal and Senior Portfolio Manager, The Van- Dingell, Hon. John D., a Representative in Congress from the State Letter dated September 29, 1998 to Hon. Arthur Levitt, Jr., Chair- Letter dated September 29, 1998 to Hon. James F. Hinchman, Acting James, William H., Senior Vice President, Lazard Freres and Company, letter dated October 26, 1998, to Hon. Edward J. Markey, enclosing 148 |