Amendments to Securities Act of 1933 (exemptions).: Hearings Before the Subcommittee on Commerce and Finance of the Committee on Interstate and Foreign Commerce, House of Representatives, Eighty-fourth Congress, on H.R. 5701, a Bill to Repeal Subsection (b) of Section 3 of the Securities Act of 1933, which Authorizes the Securities and Exchange Commission to Provide for Exemptions in the Case of Certain Classes of Securities ... Promotional Securities ... H.R. 9319, a Bill to Amend Subsection (b) of Section 3 of the Securities Act of 1933, to Provide that Responsible Officers Or Other Persons Shall be Liable in Damages on Account of Untrue Statements Or Material Omissions in Statements Or Documents Filed Under Such Subsection as a Condition of ExemptionU.S. Government Printing Office, 1956 - 786 lappuses |
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85 percent ARMSTRONG Authorized capitalization BENNETT brokers cents Chairman Colorado commissions and discounts committee Company personnel Congress corporation cost of flotation CROMER dealers disclosure drilling Emery County escrow Exchange Commission exemption expenses Federal filed under regulation financing fraud FRIEDEL full registration Grand County investment investor KIRBY KLEIN Moab Montrose County NASD Nonassessable notification offering circular officers and directors operation original offering price Par value penny stocks person President and Director Property information proposed prospectus protection public offering purchase question Registered in Utah registered issues registration statement rules Salt Lake City San Juan County SCHENCK section 11 Securities Act Securities and Exchange sell service of process Shares outstanding small business speculative Stock options stockholders telephone companies TELLIER thing tion Total Transfer agent underwriters uranium companies Uranium Corp uranium issues uranium stocks Vice President WOODSIDE Yes Yes Yes
Populāri fragmenti
19. lappuse - ... by means of a prospectus or oral communication, which includes an untrue statement of a material fact or omits to state a material fact necessary in order to make the statements in the light of the circumstances under which they were made, not misleading...
731. lappuse - It shall he unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud...
728. lappuse - In case any part of the registration statement, when such part became effective, contained an untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein not misleading...
731. lappuse - ... (unless it is proved that at the time of such acquisition he knew of such untruth or omission) may, either at law or in equity, in any court of competent jurisdiction...
782. lappuse - ... who may sue either at law or in equity in any court of competent jurisdiction, to recover the consideration paid for such security with interest thereon, less the amount of any income received thereon, upon the tender of such security, or for damages if he no longer owns the security.
10. lappuse - The Commission may from time to time by its rules and regulations, and subject to such terms and conditions as may be prescribed therein, add any class of securities to the securities exempted as provided in this section, if it finds that the enforcement of this title with respect to such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering; but no issue of securities shall be...
16. lappuse - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security...
20. lappuse - Secretary shall be taken and held in all Courts to be as valid and binding as if due service had been made upon said applicant in the State of Kentucky.
30. lappuse - Corporation) and that the foregoing is a true and correct copy of a resolution adopted by the Board of Directors of said corporation on the day of AD 19.
12. lappuse - AN ACT To provide full and fair disclosure of the character of securities sold in interstate and foreign commerce and through the mails, and to prevent frauds in the sale thereof, and for other purposes.