 | United States - 1968 - 374 lapas
...to such company with respect to the desirability of investing in, purchasing or selling securities or other property, or is empowered to determine what...performs substantially all of the duties undertaken by sucn person described in clause (A) ; but does not include (i) a person wnose advice is furnished solely... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 lapas
...to such company with respect to the desirability of investing in, purchasing or selling securities or other property, or is empowered to determine what...undertaken by such person described in clause (A) . . ." 4 Though Hilton and Hovey Slayton asserted their constitutional rights under the Fifth Amendment... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 lapas
...to such company with respect to the desirability of investing in, purchasing or selling securities or other property, or is empowered to determine what...substantially all of the duties undertaken by such person prescribed in clause (A) ; but does not include (i) a person whose advise is furnished solely through... | |
 | United States - 1953 - 1692 lapas
...to such company with respect to the desirability of investing in, purchasing or selling securities person elsewhere in the United States for the purpose of destr per§80a-2 Page 1757 TITLE 15.— COMMERCE AND TRADE son described in clause (A) of this paragraph... | |
 | 2001 - 376 lapas
...discretion means that, with respect to an account, a bank directly or indirectly: (1) Is authorized to determine what securities or other property shall be purchased or sold by or for the account; or (2) Makes decisions as to what securities or other property shall be purchased... | |
 | 1998 - 460 lapas
...with respect to an account shall mean if the State member bank, directly or indirectly, is authorized to determine what securities or other property shall be purchased or sold by or for the account, or makes decisions as to what securities or other property shall be purchased or... | |
 | 1983 - 436 lapas
..."investment discretion" with respect to an account if, directly or indirectly, the bank: (1) Is authorized to determine what securities or other property shall be purchased or sold by or for the account, or (2) makes recommendations as to what securities or other property shall be purchased... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 lapas
...to such company with respect to the desirability of investing in, purchasing or selling securities or other property, or is empowered to determine what...in clause (A) ; but does not include (i) a person wnose advice is furnished solely through uniform publications distributed to subscribers thereto, (ii)... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...to such company with respect to the desirability of investing in, purchasing or selling securities or other property, or is empowered to determine what...clause (A) regularly performs substantially all of Hie duties undertaken by such person described in clause (A) ; but does not include (i) a person whose... | |
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... bona fide officer, director, trustee, member of an advisory board, or employee of such company, as such) who pursuant to contract with such company regularly furnishes advice to such company with respect to the desirability of investing in, purchasing... 
