COMMISSION

DECISIONS AND REPORTS

VOLUME 14

August 16, 1943 to December 15, 1943

UNITED STATES

GOVERNMENT PRINTING OFFICE

WASHINGTON: 1947

For sale by the Superintendent of Documents, U. S. Government Printing Office
Washington 25, D. C. Price $3.25 (Buckram)

SECURITIES AND EXCHANGE COMMISSION

PHILADELPHIA, PENNSYLVANIA

GANSON PURCELL, Chairman.

Took oath of Office June 17, 1941, elected chairman January 20, 1942. ROBERT E. HEALY, Commissioner.

Took oath of office July 2, 1934. SUMNER T. PIKE, Commissioner. Took oath of office June 4, 1940. EDMUND BURKE, JR., Commissioner. Took oath of office July 31, 1941.1 ROBERT H. O'BRIEN, Commissioner. Took oath of office February 3, 1942.

ORVAL L. DUBOIS, Secretary.

1 Commissioner Burke took his oath of office July 31, 1941, and resigned October 19, 1943. 14 S. E. C.

II

UNITED STATES OF AMERICA

APR

CONTENTS

Members of the Securities and Exchange Commission_

Table of decisions and reports citing Sections of Acts involved

Decisions and Reports of the Commission___

Page

II

1

Index-Digest:

Securities Act of 1933___

*

Securities Exchange Act of 1934

973

Public Utility Holding Company Act of 1935.

Trust Indenture Act of 1939-

977

Investment Advisers Act of 1940_

Investment Company Act of 1940__.

1003

TABLE OF REPORTS

SECTIONS 7, 9, 10, 11, 12 OF THE PUBLIC UTILITY HOLDING

• During the period covered by this volume there were no opinions containing case head-

notes under these Acts.

14 S. E. C.

III

1 Section numbers in italic type, if any, refer to the Trust Indenture Act of 1939, title III of Securities Act of 1933.

* Section numbers in italic type, if any, refer to the Investment Advisers Act of 1940.

14 S. E. C.

V