Bankruptcy Act Revision: Hearings Before the Subcommittee on Civil and Constitutional Rights of the Committee on the Judiciary, House of Representatives, Ninety-fourth Congress, First [-second] Session, on H.R. 31 and H.R. 32 ....U.S. Government Printing Office, 1976 - 2779 lappuses |
No grāmatas satura
1.–5. rezultāts no 50.
2251. lappuse
... Clearing Corporation to stock traded in the over - the - counter market and listed on National Association of Securities Dealers Automated Quota- tion ( NASDAQ ) computers.19 17 Israels & Guttman , Modern Securities Transfers , Ch . VI ...
... Clearing Corporation to stock traded in the over - the - counter market and listed on National Association of Securities Dealers Automated Quota- tion ( NASDAQ ) computers.19 17 Israels & Guttman , Modern Securities Transfers , Ch . VI ...
2255. lappuse
... clearing or carrying customer accounts , and who is registered with the SEC pursuant Section 15 ( a ) ( 1 ) of the Exchange Act , 89 Stat . 121-125 ( June 4 , 1975 ) . SEC Rule 17a - 5 ( 2 ) ( i ) , 40 Fed . Reg . 59713 ( 1975 ) . The ...
... clearing or carrying customer accounts , and who is registered with the SEC pursuant Section 15 ( a ) ( 1 ) of the Exchange Act , 89 Stat . 121-125 ( June 4 , 1975 ) . SEC Rule 17a - 5 ( 2 ) ( i ) , 40 Fed . Reg . 59713 ( 1975 ) . The ...
2260. lappuse
... clearing corporations which other- wise would be good control locations are deemed to be under the control of the broker - dealer.56 Such securities , in addition to those within the actual physical possession and control of the broker ...
... clearing corporations which other- wise would be good control locations are deemed to be under the control of the broker - dealer.56 Such securities , in addition to those within the actual physical possession and control of the broker ...
2263. lappuse
... clearing broker - dealer , on a fully disclosed basis , promptly transmitting all customer cash or securities to such clearing broker - dealer . Simi- larly exempted is a broker - dealer who carries no margin accounts and clears cus ...
... clearing broker - dealer , on a fully disclosed basis , promptly transmitting all customer cash or securities to such clearing broker - dealer . Simi- larly exempted is a broker - dealer who carries no margin accounts and clears cus ...
2291. lappuse
... clearing corpora- tion or central depository . There could be no segregation or identification of such securities to the customer , absent proper bookkeeping . Unfortunately , the various state laws do not really provide adequate ...
... clearing corpora- tion or central depository . There could be no segregation or identification of such securities to the customer , absent proper bookkeeping . Unfortunately , the various state laws do not really provide adequate ...
Citi izdevumi - Skatīt visu
Bieži izmantoti vārdi un frāzes
administration amended amount applicable appointment assets bank bankrupt Bankruptcy Act Bankruptcy Commission bankruptcy court bankruptcy judges bankruptcy laws bankruptcy proceedings basis broker-dealer BUTLER cancellation CCH Fed CFTC Chapter XI clearing house clearing member Commission Bill Commission's committee commodity Congress ConRail corporation creditors debt debtor deductions deposit discharge DRINAN EDWARDS effect employee Exchange exemption filed futures commission merchant futures contract Government income indebtedness interest Internal Revenue Code Internal Revenue Service investors involved Judges bill KLEE legislation liquidation loss carryovers margin calls ment payment petition present law prior priority problem proposed section protection railroad reorganization result rule ruptcy Section 60e section 77 secured creditors security holders segregation Service setoff single and separate SIPA SIPC stockbroker supra tax benefit tax claims tax liability tax lien taxable taxpayer tion trades or contracts transactions transfer trustee trustee in bankruptcy wages
Populāri fragmenti
1957. lappuse - The net proceeds of the partnership property shall be appropriated to the payment of the partnership debts, and the net proceeds of the individual estate of each partner to the payment of his individual debts. Should any surplus remain of the property of any partner after paying his individual debts, such surplus shall be added to the partnership assets and be applied to the payment of the partnership debts.
2415. lappuse - Commission shall have exclusive jurisdiction, except to the extent otherwise provided in subparagraph (B) of this paragraph, with respect to accounts, agreements (including any transaction which is of the character of, or is commonly known to the trade as, an "option...
1982. lappuse - Act provides that no gain or loss shall be recognized if, in pursuance of a plan of reorganization, stock or securities in a corporation a party to a reorganization...
1974. lappuse - Act of 1932, and any amendments thereto unless specifically providing to the contrary, shall not apply to the issuance, transfer, or exchange of securities or the making or delivery of conveyances to make effective any plan of reorganization confirmed under the provisions of this section.
2384. lappuse - Where such contract is made by or through a member of a board of trade which has been designated by the Secretary of Agriculture as a
2389. lappuse - ... or acceptance of orders, accepts any money, securities, or property (or extends credit in lieu thereof) to margin, guarantee, or secure any trades or contracts that result or may result therefrom.
2579. lappuse - ... (d) The debtor, after a petition is filed as provided in subsection (a), shall file a plan of reorganization within six months of the entry of the order by the judge approving the petition as properly filed, or if heretofore approved, then within six months of the effective date of...
1980. lappuse - Subsection (a) shall apply if the redemption is of stock issued by a railroad corporation (as defined in section 77 (m> of the Bankruptcy Act, as amended) pursuant to a plan of reorganization under section 77 of the Bankruptcy Act.
1969. lappuse - State or political subdivision thereof, but has not paid over; but a discharge shall not be a bar to any remedies available under applicable law to the United States or to any State or any subdivision thereof, against the exemption of the bankrupt allowed by law and duly set apart to him under this Act; And provided further, that a discharge in bankruptcy shall not release or affect any tax lien...
2615. lappuse - carrier" includes any express company, sleepingcar company, carrier by railroad, subject to the Interstate Commerce Act, and any company which is directly or indirectly owned or controlled by or under common control with any carrier by railroad and which...