 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 lapas
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal offense to represent that the Commission has approved these securities or has... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 lapas
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal -^ffense to represent that the Commission has approved these securities or has... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 lapas
...responsibility. Every underwriter is required to put on his prospectus some variation of this statement : These securities have not been approved or disapproved by the Securities and Exchange Commission. The investor, therefore, is in this peculiar position. The underwriter offers him a security, but it... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 348 lapas
...responsibility. Every underwriter is required to put on his prospectus some variation of this statement : These securities have not been approved or disapproved by the Securities and Exchange Commission. The investor, therefore, is in this peculiar position. The underwriter offers him a security, but it... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 332 lapas
...your attention to the fact that while this prospectus contains on its front page a statement that the securities have not been approved or disapproved by the Securities and Exchange Commission, it also contains in its body a finding by the Commission under the Public Utility Holding Company Act... | |
 | 1968 - 768 lapas
...in bold-face roman type at least as large as ten-point modern type and at least two points leaded: These securities have not been approved or disapproved...representation to the contrary Is a criminal offense. [16 PB 8736, Aug. 29, 1951] § 230.425a Statement required on prospectus regarding delivery of prospectuses... | |
 | 1997 - 734 lapas
...printed in boldface roman type at least as large as ten-point modern type and at least two points leaded: "THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED...REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE"; and (2) In the case of any prospectus to be used before the effective date of the registration statement... | |
 | 1980 - 680 lapas
...least as large as ten-point modern type and at least two points leaded: These securities have not becn approved or disapproved by the Securities and Exchange...representation to the contrary is a criminal offense. [ 16 FR 8736. Aug. 29. 1951] § 230.425a Statement required on prospectus regarding delivery of prospectuses... | |
 | 1997 - 714 lapas
...twelvepoint modern type and at least two points leaded; (5) The following statement in capital letters: THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED...COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS 17 CFR Ch. II (4-1-97 Edition) or other group for the purpose of acquiring, holding or disposing of... | |
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These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense. 
