 | United States. Securities and Exchange Commission - 1956 - 926 lapas
...If In Its opinion such action It necessary or appropriate for the protection of Investor* — "(3) After appropriate notice and opportunity for hearing, by order to suspend for « period not exceeding twelve months or to expel from a national securities exchange any member or... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 lapas
...cause of action accrued. DISCIPLINARY POWERS OVER EXCHANGES SEC. 18. The Commission is authorized — (1) After appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to withdraw altogether the registration of a national securities exchange if the Commission finds that... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 lapas
...has failed to comply with any provision of this Act or the rules and regulations made thereunder; (3) After appropriate notice and opportunity for hearing...suspend for a period not exceeding twelve months or to expel altogether from a national securities exchange any member or officer thereof whom the Commission... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 148 lapas
...to be necessary or appropriate in the public interest or for the protection of investors [and] or to Carry out the purposes of this section — "(1) after...if the Commission finds that such association has violated any provision of this title or the rules and regulations thereunder, or has failed to enforce... | |
 | United States - 1938 - 48 lapas
...to it to be necessary or appropriate in the public interest or for the protection of investors or to carry out the purposes of this section — (1) after...hearing, by order to suspend for a period not exceeding 12 months or to revoke the registration of a registered securities association, if the Commission finds... | |
 | United States. Securities and Exchange Commission - 1950 - 948 lapas
...opinion such action ia necessary or appropriate for the protection of investors — * • • * • (8) After appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a national securities exchange nny member or officer thereof whom the Commission finds has... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 lapas
...engaged in any other activity [inconsistent with] tending to defeat the purposes of this section; "(2) after appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a registered securities association any member thereof who the Commission finds has violated... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 lapas
...opinion such action is necessary or appropriate for the protection of investors — • •••*•» "After appropriate notice and opportunity for hearing,...suspend for a period not exceeding twelve months or to expel from a national securities exchange any member or officer thereof whom the Commission finds has... | |
 | United States. Securities and Exchange Commission - 1957 - 756 lapas
...public Interest or for the protection of investors or to carry oat the purposes of this section — "(2) after appropriate notice and opportunity for hearing, by order to suspend for a period not exceeding 12 months or to expel from a registered securities association any member thereof who the Commission... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 lapas
...the protection of investors or to carry out the purposes of this section — • • • • • (2) after appropriate notice and opportunity for hearing, by order to suspend for a period not exceeding 12 months or to expel from a registered securities association any member thereof who the Commission... | |
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Carry out the purposes of this section — "(1) after appropriate notice and opportunity for hearing, by order to suspend for a period not exceeding twelve months or to revoke the registration of a registered securities association, if the Commission... 
