Y4. EN 2/3: 101-F 101ST CONGRESS 1st Session } COMMITTEE PRINT COMMITTEE COMPILATION OF SECURITIES LAWS WITHIN THE JURISDICTION OF THE INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 Stanford Law Library, MARCH 1989 APR 25 1989 Printed for the use of the House Committee on Energy and Commerce 101ST CONGRESS 1st Session 93-716 } COMMITTEE COMMITTEE PRINT PRINT 101-F COMPILATION OF SECURITIES LAWS INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 MARCH 1989 Printed for the use of the House Committee on Energy and Commerce U.S. GOVERNMENT PRINTING OFFICE WASHINGTON: 1989 For sale by the Superintendent of Documents, Congressional Sales Office COMMITTEE ON ENERGY AND COMMERCE JOHN D. DINGELL, Michigan, Chairman JAMES H. SCHEUER, New York EDWARD J. MARKEY, Massachusetts DOUG WALGREN, Pennsylvania MICKEY LELAND, Texas CARDISS COLLINS, Illinois W.J. "BILLY" TAUZIN, Louisiana RON WYDEN, Oregon BILL RICHARDSON, New Mexico GERRY SIKORSKI, Minnesota RICK BOUCHER, Virginia JIM COOPER, Tennessee J. ROY ROWLAND, Georgia THOMAS J. MANTON, New York NORMAN F. LENT, New York WILLIAM E. DANNEMEYER, California BOB WHITTAKER, Kansas THOMAS J. TAUKE, Iowa DON RITTER, Pennsylvania THOMAS J. BLILEY, JR., Virginia JACK FIELDS, Texas MICHAEL G. OXLEY, Ohio HOWARD C. NIELSON, Utah SONNY CALLAHAN, Alabama WM. MICHAEL KITZMILLER, Staff Director MARGARET A. DURBIN, Minority Chief Counsel/Staff Director (II) CONTENTS Page Securities Exchange Act of 1934. Public Utility Holding Company Act of 1935 Investment Company Act of 1940. Title 5, United States Code, Sections 551-557, 704–706.. Commodity Exchange Act, Sections 2, 4m (7 Ú.S.C. 2, 2a, 6m). Title 11, United States Code, Sections 1109(a), 1125, 1129(d), 1145. Export-Import Bank Act of 1945, Section 16(d) (12 U.S.C. 635i−4). Agricultural Marketing Act, Section 15(a) (12 U.S.C. 1141j(a)) . Bank Holding Company Act of 1956, Section 2 (12 U.S.C. 1841). Farm Credit Act of 1971, Section 8.12 (12 U.S.C. 2279aa-12) Liability Risk Retention Act of 1981, Sections 2(a)(4), 5 (15 U.S.C. 3901, 505 Inter-American Development Bank Act, Sections 11-12 (22 U.S.C. 283h- 520 Asian Development Bank Act, Section 11 (22 U.S.C. 285h).. Bretton Woods Agreements Act, Section 15 (22 U.S.C. 286k-1). Internal Revenue Code of 1986, Sections 401, 403, 404, 414, 501, 521, 851... Employee Retirement Income Security Act, Section 3(21) (29 U.S.C. 561 Alaska Native Claims Settlement Act, Section 28 (43 U.S.C. 1625). Regional Rail Reorganization Act of 1973, Section 210(g) (45 U.S.C. Communications Act of 1934, Section 3 (h), (t) (47 U.S.C. 153 (h) (t)). Regulatory Definition of "Separately Identifiable Department or Division |