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" ... a study and investigation of the rules of national securities exchanges with respect to the classification of members, the methods of election of officers and committees to insure a fair representation of the membership, and the suspension, expulsion,... "
Securities Markets Investigation: Hearings Before a Subcommittee of the ...
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1961 - 178 lapas
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 lapas
...protection of investors, of the rules of stock exchanges and national securities associations and to report to the Congress, on or before January 3, 1963, the results of its study together with its recommendations. Following organization of the Study unit and preliminary analysis...
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United States Statutes at Large, 75. sējums

United States - 1961 - 1320 lapas
...equitable principles of trade. The Commission shall report to the Congress on or R «p°rt to conbefore January 3, 1963, the results of its study and investigation,...recommendations for legislation as it, deems advisable. The Commission is authorized to appoint, without regard to the civil service laws, rules, and regulations,...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...representation of the membership, and the suspension, expulsion, and disciplining of members of such exchanges. The Commission shall report to the Congress on or before January 3, 1935, the results of its investigation, together with its recommendations. Liabilities of Controlling...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 lapas
...representation of the membership, and the suspension, expulsion, and disciplining of members of such exchanges. The Commission shall report to the Congress on or before January 3, 1935, the results of its investigation, together with its recommendations. LIABILITIES OF CONTROLLING...
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Hearings

United States. Congress. Senate. Committee on Rules and Administration - 1947 - 280 lapas
...serve as President. SEC. 3. The joint committee shall report to the Senate and House of Representatives the results of its study and investigation together with its recommendations, including drafts of legislation recommended and of any proposed constitutional amendments considered necessary...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 lapas
...representation of the membership, and the suspension, expulsion, and disciplining of members of such exchanges. The Commission shall report to the Congress on or before January 3, 1935, the results of its investigation, together with its recommendations. LIABILITIES OF CONTROLLING...
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Supplemental Appropriation Bill, 1962: Hearings Before the Subcommittee of ...

United States. Congress. House. Committee on Appropriations - 1961 - 966 lapas
...inconsistent with just and equitable principles of trade. The resolution includes also the following: (1) The Commission shall report to the Congress on or...recommendations for legislation as it deems advisable; (2) to carry out such study and investigation, there is authorized to be appropriated the sum of $750,000;...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 lapas
...representation of the membership, and the suspension, expulsion, and disciplining of members of such exchanges. The Commission shall report to the Congress on or before January 3, 1935, the results of its investigation, together with its recommendations. Liabilities of Controlling...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 lapas
...representation of the membership, and the suspension, expulsion, and disciplining of members of such exchanges. The Commission shall report to the Congress on or before January 3, 1935, the results of its investigation, together with its recommendations. Liabilities of Controlling...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on S ..., 22-23. sējumi

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 lapas
...representation of the membership, and the suspension, expulsion, and disciplining of members of such exchanges. The Commission shall report to the Congress on or before January 3, 1935, the results of its investigation, together with its recommendations. Liabilities of Controlling...
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