 | United States. Securities and Exchange Commission - 1963 - 1134 lapas
...The Study was authorized by Public Law 87-196, enacted early in September 1961, which directed the Commission to make a study and investigation of the...adequacy, for the protection of investors, of the rules of stock exchanges and national securities associations and to report to the Congress, on or before January... | |
 | United States - 1973 - 400 lapas
...Exchange Act of 1034 so as to authorize and direct the Securities and Exchange Commission to conduct a study and Investigation of the adequacy, for the protection of Investors, of the roles of national securities exchanges and national securities associations. Resolved by the Senate... | |
 | United States. Congress. House Appropriations - 1961 - 1134 lapas
...Resolution 438 dated June 1, 1961, as amended and approved by the Congress, authorizes and directs the Commission to make a study and investigation of the...for the expulsion, suspension, or disciplining of a member for conduct inconsistent with just and equitable principles of trade. The resolution includes... | |
 | United States. Congress. House. Committee on Appropriations - 1961 - 964 lapas
...dated June 1, 1961, as amended and approved by the Congress. This resolution authorizes and directs the Commission to make a study and investigation of the...exchanges and national securities associations, including mles for the expulsion, suspension, or disciplining of a member for conduct inconsistent with just... | |
 | 1961 - 802 lapas
...Exchange Act of 1934 so as to authorize and direct the Securities and Exchange Commission to conduct a study and Investigation of the adequacy, for the...securities exchanges and national securities associations. To amend the Small Business Act to increase by J.20,000,000 the amount available for regular business... | |
 | United States. Congress. Senate. Committee on Appropriations - 1961 - 830 lapas
...GARY. That is correct, sir. It is for a resolution which was passed by the House and Senate recently to make a study and investigation of the adequacy, for the protection of investors, you may recall, with respect to national securities exchanges, and national securities associations.... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1962 - 254 lapas
...Joint Resolution 438 would authorize the appropriation of $750,000 for the Securities and Exchange Commission to make a study and investigation of the...securities exchanges and national securities associations. The Commission is directed to report to Congress on or before January 3, 1963, the results of its study... | |
 | United States. Congress. Senate. Committee on Appropriations - 1962 - 488 lapas
...Exchange Commission to conduct a study and investigation of the adequacy, for the protection of the investors, of the rules of national securities exchanges and national securities associations. The law requires also that the Commission report to the Congress on or before April 3, 1963, the results... | |
 | United States. Congress. House. Appropriations - 1962 - 528 lapas
...Exchange Commission to conduct a study and investigation of the adequacy, for the protection of the investors, of the rules of national securities exchanges and national securities associations. The law requires also that the Commission report to the Congress on or before April 3, 1963, the results... | |
 | United States. Congress. Senate. Committee on Appropriations - 1962 - 1584 lapas
...Exchange Commission to conduct a study and investigation of the adequacy, for the protection of the Investors, of the rules of national securities exchanges and national securities associations. The law requires also that the Commission report to the Congres on or before April 3, 1963, the results... | |
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Act of 1934 is amended by adding at the end thereof a new subsection as follows : "(d) The Commission is authorized and directed to make a study and investigation of the adequacy, for the protection of investors, of the rules of national securities exchanges... 
