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" Include the name of each person whose Interest In any transaction Is described and the nature of the relationship by reason of which such Interest Is required to be described. Where It is not practicable to state the approximate amount of the Interest,... "
Securities Markets Investigation: Hearings Before a Subcommittee of the ... - 25. lappuse
autors: United States. Congress. House. Committee on Interstate and Foreign Commerce - 1961 - 178 lapas
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 lapas
...(4) Any associate of any of the foregoing persons. Instructions. 1. See instruction 1 to paragraph (a). Include the name of each person whose interest...the relationship by reason of which such interest is required to be described. Where It Is not practicable to state the approximate amount of the interest,...
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The Code of Federal Regulations of the United States of America

1968 - 768 lapas
...or (c) Any associate of any of the foregoing persons. Instructions. 1. See Instruction 1 to Item 9 (a). Include the name of each person whose interest...the relationship by reason of which such Interest is required to be described. Where it Is not practicable to state the approximate amount of the interest,...
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The Code of Federal Regulations of the United States of America

1970 - 540 lapas
...(4) Any associate of any of the foregoing persons. Instructions. 1. See Instruction 1 to paragraph (a). Include the name of each person whose Interest...the relationship by reason of which such Interest Is required to be described. Where It is not practicable to state the approximate amount of the Interest,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1966 - 268 lapas
...furnished here. 2. Instruction 1 to Item 1.08 of Part I of this report shall also apply to this item. 3. Include the name of each person whose interest in...relationship by reason of which such interest is described. 4. As to any transaction involving the purchase or sale of assets, state the cost of the assets to...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 888 lapas
...another Fund), or any Subsidiary of the Parent of such entitles was or is to be a party. Instructions. 1. Include the name of each person whose interest in...the relationship by reason of which such Interest is required to be described. Where it is not practicable to state the approximate dollar amount of the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1983 - 844 lapas
...determining the banks purchase or sale price and the name of the persons making such determination. 6. Include the name of each person whose interest in...the relationship by reason of which such interest is required to be described. Where it is not practicable to state the approximate amount of the interest,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 986 lapas
...another Fund), or any Subsidiary of the Parent of such entities was or Is to be a party. Instructions. 1. Include the name of each person whose Interest in...the relationship by reason of which such interest IB required to be described. Where It is not practicable to state the approximate dollar amount of...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 lapas
...company or any parent or subsidiary of the Investment adviser was or is to be a party. Instructions. 1. Include the name of each person whose Interest in...nature of the relationship by reason of which such Intereat Is required to be described. Where it is not practicable to state the approximate amount of...
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The Code of Federal Regulations of the United States of America

1979 - 1228 lapas
...1934, the period for which the information called for shall be reported is the previous 3 years. 7. Include the name of each person whose interest In any transaction is described and the nature of r ,he relationship by reason of which such interest is required to be described. Where it is not practicable...
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The Code of Federal Regulations of the United States of America

1983 - 436 lapas
...nominee or principal security holder. Instructions. 1. Include the name of each person whose indebtedness is described and the nature of the relationship by reason of which the information is required to be given. 2. Generally, no information need be given under this item...
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