COMMITTEE ON INTERSTATE AND FOREIGN COMMERCE OREN HARRIS, Arkansas, Chairman JOHN BELL WILLIAMS, Mississippi SAMUEL N. FRIEDEL, Maryland TORBERT H. MACDONALD, Massachusetts JOHN JARMAN, Oklahoma LEO W. O'BRIEN, New York JOHN E. MOSS, California JOHN D. DINGELL, Michigan PAUL G. ROGERS, Florida ROBERT W. HEMPHILL, South Carolina ANDREW STEVENSON KURT BORCHARDT JOHN B. BENNETT, Michigan J. ARTHUR YOUNGER, California W. E. WILLIAMSON, Clerk Professional Staff SAM G. SPAL MARTIN W. CUNNINGHAM SUBCOMMITTEE ON COMMERCE AND FINANCE PETER F. MACK, JR., Illinois, Chairman JOHN D. DINGELL, Michigan II MILTON W. GLENN, New Jersey HASTINGS KEITH, Massachusetts WILLARD S. CURTIN, Pennsylvania CONTENTS Text of House Joint Resolution 438_. Statement of Bocklet, Charles J., vice chairman, board of governors, American Brandow, Floyd, Millbank, Tweed, Hope & Hadley, New York, N.Y Page 1 123 95 Burns, Donald H., assistant to the executive director, National Asso- 61, 77 4, 44 61, 77 Cohen, Manuel F., Director, Division of Corporation Finance, Securities and Exchange Commission - 4, 44 Conwill, Allan, General Counsel, Securities and Exchange Commission_.. 4, 44 Donaty, Frank J., Comptroller, Securities and Exchange Commis sion_ 4, 44 Fleischer, Arthur, Jr., legal assistant to the Chairman, Securities and 4, 44 Frear, J. Allen, Commissioner, Securities and Exchange Commission 4. 44 95 Loomis, Phillip A., Jr., Director, Division of Trading and Exchanges, McCormick, Edward T., president, American Stock Exchange- 4, 44 123 123 4, 44 Reilly, Joseph F., chairman, board of governors, American Stock 123 White, Marc A., counsel, National Association of Securities Dealers, Whittemore, Samuel S., member, board of governors, and chairman, legislation committee, National Association of Securities Dealers, Inc... 61, 77 61, 77 Woodside, Byron D., Commissioner, Securities and Exchange Commission. Rules for regulation of trading on exchanges recommended by 171 Swan-Finch case, Federal court order of permanent injunction_ National Association of Investment Companies, letter from George K. Whitney.. 132 177 |