WESTERN AIRLINES MAY 10, 1972. DEAR SENATOR: In response to your letter of May 5 to Mr. Taylor, I enclose herewith a list as of March 10, 1972 of the 30 largest stockholders in Western Airlines, which list shows the number of shares of capital stock each such stockholder owns. You will notice that with three exceptions the listed stockholders are either brokers or nominees. The three individual stockholders on the list all are Directors of Western Airlines. As of the date of the enclosed list there were issued and outstanding 5,395,746 shares of voting stock in the corporation. Very truly yours, G. P. O'GRADY, Senior Vice President-Legal, and Secretary. 30 LARGEST STOCKHOLDERS AS of March 10, 1972 Number 63, 690 Holder Pendiv & Co..... of shares 61, 000 Monvan & Co..... Douglass & Co... Wilkin & Co... 139, 775 Atwell & Co.... 100, 000 Boyd & Co.. 94, 000 Hayward & Co..... 87, 900 43, 000 West Publishing Co.......... 41, 427 85, 864 Lynn & Co.... 82, 823 41, 400 Goco... 80, 000 Tegge & Co... 79, 150 Elk & Co... 70, 000 Lehman Brothers, Inc.. 66, 180 EXCERPT FROM ICC SCHEDULE 109, "VOTING POWERS And ElecTIONS" FROM ANNUAL REPORT OF BURLINGTON NORTHERN, INC. Galley & Co.... 63, 400 Sigler & Co.. 56, 600 Number L. H. Dwerlkotte.. 48, 359 of Nay & Co... 41, 430 shares Bartman Bros.. 40, 497 40, 000 and votes 35, 000 E. F. Hutton & Co., Inc.. Ben & Co.... 30, 000 Eagle Co..... 643, 870 28, 220 Barnett & Co... 23, 900 Roycan & Co. ner & Smith, Inc. 317, 494 22, 000 Hemfar & Co.... Dean Witter & Co., Inc... Fay & Co.. Chicago, Ill... 177, 800 20, 000 Sigler & Co...... Spar & Co... New York, N. Y. 136, 698 19, 400 Walston & Co., Inc.. Pitt & Co...- 134, 400 SMPDA & Co... B. Railroads BURLINGTON NORTHERN MAY 11, 1972. DEAR SENATOR METCALF: In response to your letter of May 5, 1972 I enclose a list of the thirty largest stockholders of Burlington Northern, Inc., and the number of common shares held by each as of April 14, 1972, the most recent date for which that information is now available. As of that date there were outstanding a total of 12,315,380 shares of Burlington Northern, Inc., common stock. For your further information I enclose Schedule 109 from the Company's Annual Report for the calendar year 1971 to the Interstate Commerce Commission which shows the Company's thirty largest stockholders and the number of common shares held by each as of January 14, Bark & Co.--.. Firjer & Co.. Gerlach & Co... Kane & Co.. Lehoor & Co... NOTE.-Cede & Co., the nominee for the Stock Clearing Corp., acting for members of the New York Stock Exchange, held as of record Jan. 14, 1972, 517,144 shares. Shares held by Cede & Co. have been included in above listing to the extent applicable. Equit. Life Assur. Society. ....do... 103, 000 Boston, Mass. 100, 000 Jersey City, N.J.. 100, 000 New York, N.Y. 99, 336 Paine, Webber, Jackson & New York, N. Y. 49, 273 Vancouver, B.C. 46, 600 New York, N.Y. 43, 000 Number Holder CHESAPEAKE AND OHIO RAILROAD COMPANY JULY 10, 1972. DEAR SENATOR METCALF: Your letter of May 5 asking for a list of the thirty top stockholders in this company was referred to me, and I regret that it has taken so long to compile the list. A list as of April 28, 1972, is attached. In response to your question, I wish to advise that as of that same date there were 8,682,720 voting shares of our common stock. We could do a little speculating, but we do not know the names of the actual owners of the shares registered in the names on the attached list. Sincerely, T. H. KEELOR, Secretary. 30 MAJOR STOCKHOLDERS AS OF APRIL 28, 1972 of shares Merrill Lynch, Pierce, Fenner & Smith, Inc., New York, N.Y.. Bowling Green Station, New York, N.Y.. Carothers & Clark, Wilmington, Del.. 382, 337 Edal & Co., Boston, Mass.. 172, 500 127, 500 115, 210 Loriot & Co., New York, N.Y. Lages & Co., Jersey City, N.J. Gerlach & Co., New York, N.Y. Halyard & Co., Boston, Mass. Hold & Co., Washington, D.C. Cudd & Co., New York, N.Y. Saxon & Co., Philadelphia, Pa. 112, 700 107, 100 90,000 66, 004 42, 200 40, 000 Gunther & Co., care of Swiss Bank: 35, 252 Bache & Co., New York, N.Y. 32, 865 Corp., 15 Nassau St., New York, N.Y.. Societe de Banque Suisse, Switzerland. 32, 455 13, 290 Walco, Boston, Mass 30, 612 Rush & Co., New York, N.Y... Paine, Webber, Jackson & Curtis, New York, N.Y. 28, 000 27, 713 Credit Suisse, Switzerland. 27, 051 23, 104 21, 954 Hughes Kellogg & Co., Box 100, Wall 39, 969 25,000 14, 100 Village & Co., Boston, Mass. 20, 927 Montes & Co., New York, N.Y.. Union Bank of Switzerland, Switzerland.. 20, 700 20, 044 Kane & Co., care of Chase Manhattan Bank, Box 1508, Church Street Station, New York, N.Y....... 13, 000 Sigler & Co., New York, N.Y. 20, 000 13, 000 N. V. Algemeene Trust, Holland. 19, 733 Gunther & Co., New York, N.Y. 18, 290 Toledo, Whelan & Co., New York, N. Y. 16, 745 Harris Upham & Co., New York, N. Y. 16, 600 Dean Witter & Co., New York, N.Y.... Varley & Co., New York, N. Y. 16, 524 Merrill Lynch, Pierce, Fenner & Smith, Inc., Box 708, Wall Street Station, New York, N.Y.. DEAR SENATOR METCALF: In reply to your letter of May 5, 1972, requesting a list of the 30 top stockholders of this Company, I am enclosing a copy of 108 of page our Report to the Interstate Commerce Commission which shows the 30 top stockholders of our Company as of December 31, 1971. The total number of outstanding voting shares of common stock is 2,179,892. An exchange offer was made by Chicago Milwaukee Corporation to holders of the Railroad Company's stock which became effective January 14, 1972. Approximately 95 percent of the Railroad stock was tendered to and is now owned by Chicago Milwaukee Corporation, with the remaining ownership scattered among 1389 holders. A list of the 30 top stockholders of Chicago Milwaukee Corporation as of May 17, 1972 is enclosed for your information. Paine, Webber, Jackson & Curtis, Inc., 25 Broad St., New York, N. Y. Pershing & Co., 120 Broadway, New York, N.Y... Mitchell Hutchins & Co., Inc., 231 South La Salle St., Chicago, Ill.. Model Roland & Co., Inc., 120 Broadway, New York, Ń. Y. Jas. H. Oliphant & Co., 61 Broadway, New York, N.Y... Reynolds Securities, Inc., 120 Broadway, New York, N.Y... Sid W. Richardson Foundation, 1200 10, 875 10, 875 14,700 14, 700 31, 700 31, 700 161 13,910 14,071 6, 685 28, 585 19, 233 1,250 20, 483 THOMAS I. MEGAN, General Counsel. CHICAGO, ROCK ISLAND AND PACIFIC RAILROAD COMPANY MAY 22, 1972. DEAR SENATOR METCALF: In response to your letter of May 5, 1972, addressed to Mr. W. J. Dixon, President of this railroad, I am pleased to enclose a list of the railroad's thirty largest stockholders. You will note that the attachment is a reproduction of Schedule 109 of our Annual Report to the Interstate Commerce Commission for the year ended December 31, 1971. You may find of interest other information set forth in Schedule 109, including the fact that as of July 30, 1971, there were issued and outstanding 2,921,161 shares of common stock each of which was entitled to one vote. Very truly yours, Exchange agent U/Union Pacific RR., Co., exchange offer Sept. 1, 1964 amended Oct. 1, 1964 common stock C.R.I. & P. RR., Co. Exchange agent U/Chicago & North Western Railway Co., offer Sept. 23, 1963 as amended common stock C.R.I. & P. RR., Co. GULF, MOBILE AND OHIO RAILROAD COMPANY MAY 9, 1972. DEAR SENATOR METCALF: In response to your letter of May 5, 1972, requesting certain information about our Company's stockholders records, I am pleased to enclose herewith Xerox copy of a page from our Annual Report to the Interstate Commerce Commission which sets out the information you request. You will note that this page shows the total voting power of all stockholders to be 1,039,197. Included in this figure are 63,022 shares of preferred stock. The balance is common stock. Where New York Stock Exchange members hold our stock in the name of Cede & Co., these shares are included on the attached list. Bache & Co., Inc........................ Harry Darby..---- E. F. Hutton & Co...... 14 Wall St., New York, N.Y. 300 West Washington, Chicago, Ill. 333 North Sixth, Kansas City, Kans. 4545 Connecticut Ave., Washington, D.C. 61 Broadway, New York, N.Y. 36 Wall St., New York, N.Y. 2,400 2,150 2, 103 2,000 2,000 1, 709 13 Brookby Rd., Scarsdale, N.Y. 1, 600 EXCERPT FROM ICC SCHEDULE 109, "VOTING POWERS AND ELECTIONS" FROM ANNUAL REPORT OF GULF, MOBILE AND OHIO RAILROAD CO. 30 LARGEST COMMON STOCKHOLDERS AS OF MAY 1, 1972-Continued Holder Flaco, care of Union Trust Co. of the District of Columbia, Trust Department, 15th and H Sts. NW., Washington, D.C... Patricia W. Deramus, 1030 West 55th St., Kansas City, Mo.. Kuhn Loeb & Co., 40 Wall St., New York, N.Y... Summ & Co., care of City National Bank & Trust Co., Number of shares 22, 800 21, 042 19, 770 19, 000 15, 000 -14, 329 Abraham & Co., 120 Broadway, New York, N. Y.. Edward M. Douthat, 114 West 11th St., Kansas City, Mo... 14, 000 13, 100 Delk Investment Corp., 25 North Brentwood Blvd., St. Louis, Mo.. Cudd & Co., care of the Chase Manhattan Bank, P.O. Box 1508, Church Street Station, New York, N.Ý. Mori & Co., care of Commerce Trust Co., Trust Department, P.O. Box 248, Kansas City, Mo.... 215, 413 Brown Bros. Harriman & Co., 59 Wall St., New York, N.Y.. Endow & Co., care of the First National State Bank of New Jersey, Department of Estates and Trusts, P.O. Box 616, Newark, N.J. 12, 402 10, 000 62, 250 49, 889 Gerlach & Co., care of First National City Bank, 20 Exchange Pl., New York, N.Y.. L. D. Pickering & Co., care of the Chase Manhattan Bank, 9, 715 8, 800 8, 400 8,000 8,000 7,913 7,000 Merrill Lynch, Pierce, Fenner & Smith, Inc., 70 Pine St., New York, N.Y.. 27, 100 William N. Deramus III, 1030 West 55th St., Kansas City, Mo..... Tegge & Co., P.O. Box 1479, Church Street Station, New York, N.Y. 26, 784 24, 500 Kane & Co., care of the Chase Manhattan Bank, P.O. Box 1508, Church Street Station, New York, N.Y. Egger & Co., care of the Chase Manhattan Bank, P.O. Box 1508, Church Street Station, New York, N.Y. 6, 054 5, 832 5, 645 Seaboard Coast Line Railroad Co., Jacksonville, Fla.. 2, 448, 001 1, 074 1,120 800 503 500 500 476 Messrs. Way & Co., New York, N.Y. Loriot & Co., New York, N. Y. Mrs. Maude A. Nash, Sunnyvale, Calif.. 400 Martindale Comm. Gos. Ch., Germantown, N.Y. 370 Messrs. Pershing & Co., New York, N. Y. Mrs. Mary J. McCash, Columbia, Mo.. 365 300 30 LARGEST COMMON STOCKHOLDERS—Continued Holder J. E. Baker, etc. Co-Ex., Earlimart, Calif.. MISSOURI PACIFIC RAILROAD COMPANY Number of shares 200 200 200 200 200 200 200 200 200 192 168 MAY 12, 1972. DEAR SENATOR METCALF: In compliance with your request of May 5, 1972, I forward herewith a copy of Schedule 109 from Missouri Pacific Railroad's 1971 Annual Form A Report to the ICC which, as of December 31, 1971, shows our thirty largest stockholders and the total shares outstanding. In addition to being filed with the ICC, a copy of this Form A is sent with our Annual Report to the SEC. Please note that it has been our practice to not list Cede & Company but, using the information supplied us by them, to go back to their underlying owners. 300 However, our list does include other street names and nominees which we cannot break down. Sincerely, EXCERPT FROM ICC SCHEDULE 109, "VOTING POWERS AND ELECTIONS" From Annual Report of Missouri Mississippi Lime Co..... Dean Witter & Co... Paine, Webber et al. Pershing & Co..... Hirsch & Co.. Hornblower & Weeks et al. E. F. Hutton & Co. Inc....... Cable & Co.. H. Hentz & Co.. DuPont Glore Forgan Inc....... Harris Upham & Co. Inc... Atwell & Co.... Clara Douglas.. Elizabeth Wingrove.. Hussey & Co. _do_. Mentor, Ohio. New York, N.Y.. Walston & Co... Loeb Rhoades & Co... Pan Am & Co.. Andrew W. Comstock. Harold G. & Edith A. Wynot.. Note: Cede & Co. held 106,788 shares of class A stock on Dec. 31, 1971, which shares are reflected in the above holdings, where applicable. 29-553 O 74 19 |